| Serial Number | 98744354 |
| Word Mark | GBM SECURITIES |
| Filing Date | Wednesday, September 11, 2024 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Thursday, May 15, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Description of Mark | The mark consists of the wording GBM SECURITIES in a stylized font, with GBM depicted in bold. A vertical line separates GBM from SECURITIES. To the left of the wording, eight small dots outline an even-shaped octagon. Inside, three larger dots form a triangle, positioned to the left within the octagon. |
| Goods and Services | Downloadable computer software for trade execution and clearing, private investment management, portfolio optimization and reporting, risk management, leverage and margin financing, and high-frequency trading facilitation in the field of financial services and investment management; Downloadable software for trade execution and clearing, private investment management, portfolio optimization and reporting, risk management, leverage and margin financing, and high-frequency trading facilitation in the field of financial services and investment management; Downloadable software in the nature of a mobile application for trade execution and clearing, private investment management, portfolio optimization and reporting, risk management, leverage and margin financing, and high-frequency trading facilitation in the field of financial services and investment management |
| Goods and Services | Business brokerage; Electronic funds transfer; Financial consultancy; Financial information; Financial information and advisory services; Financial investment analysis and stock research; Financial investment brokerage; Financial research; Investment advisory services; Processing of electronic wallet payments; Providing financial information |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 11, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 11, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | GBM Securities Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 24 - NOT AVAILABLE |
| Address | London EC2M3XD GB |
| Event Date | Event Description |
| Wednesday, September 11, 2024 | NEW APPLICATION ENTERED |
| Thursday, March 20, 2025 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, March 20, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 21, 2025 | ASSIGNED TO EXAMINER |
| Thursday, May 15, 2025 | NON-FINAL ACTION WRITTEN |
| Thursday, May 15, 2025 | NON-FINAL ACTION E-MAILED |
| Thursday, May 15, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |