| Serial Number | 77932327 |
| Word Mark | FOX RIVER EXECUTION |
| Filing Date | Wednesday, February 10, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, February 9, 2018 |
| Registration Number | 3987758 |
| Registration Date | Tuesday, July 5, 2011 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 19, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "EXECUTION" |
| Description of Mark | The mark consists of the words "FOX RIVER" stacked on top of the word "EXECUTION"; to the right of the word "RIVER" is a stylized depiction of a fox. |
| Goods and Services | Development of computer software, namely, development of software application platforms that utilize algorithms, processes and software logic to achieve the best execution strategy for customer equity and exchange traded fund (ETF) trades; providing on-line non-downloadable proprietary computer software used to generate pre-trade and post-trade analytic reports which allow the user to create custom trading models; application service provider featuring proprietary computer software used to generate pre-trade and post-trade analytic reports which allow the user to create custom trading models |
| Goods and Services | Licensing of computer software used in customer equity and exchange traded fund (ETF) trades |
| Section 2(f) Limitation Statement | As to "FOX RIVER EXECUTION" |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 9, 2018 |
| Primary Code | 042 |
| First Use Anywhere Date | Friday, August 7, 2009 |
| First Use In Commerce Date | Friday, August 7, 2009 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 9, 2018 |
| Primary Code | 045 |
| First Use Anywhere Date | Friday, August 7, 2009 |
| First Use In Commerce Date | Friday, August 7, 2009 |
| Party Name | FIS BROKERAGE & SECURITIES SERVICES LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | JACKSONVILLE, FL 32204 |
| Party Name | SUNGARD BROKERAGE & SECURITIES SERVICESLLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | JERSEY CITY, NJ 07310 |
| Party Name | Fox River Execution Technology, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Geneva, IL 60134 |
| Party Name | Fox River Execution Technology, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Geneva, IL 60134 |
| Party Name | Fox River Execution Technology, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Geneva, IL 60134 |
| Event Date | Event Description |
| Friday, February 9, 2018 | CANCELLED SEC. 8 (6-YR) |
| Wednesday, May 24, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, January 11, 2012 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, July 11, 2011 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 5, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 19, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 30, 2011 | NOTICE OF PUBLICATION |
| Saturday, March 12, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, March 11, 2011 | ASSIGNED TO LIE |
| Friday, February 18, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 18, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, February 16, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, February 16, 2011 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, November 9, 2010 | WITHDRAWAL OF ATTORNEY GRANTED |
| Tuesday, November 9, 2010 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED |
| Tuesday, August 17, 2010 | FINAL REFUSAL MAILED |
| Monday, August 16, 2010 | FINAL REFUSAL WRITTEN |
| Tuesday, July 27, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, July 27, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 27, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 6, 2010 | NON-FINAL ACTION MAILED |
| Thursday, May 6, 2010 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 4, 2010 | ASSIGNED TO EXAMINER |
| Thursday, February 18, 2010 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Wednesday, February 17, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, February 13, 2010 | NEW APPLICATION ENTERED IN TRAM |