| Serial Number | 76570833 |
| Word Mark | FIS FIXED INCOME SECURITIES FIXED INCOME SOLUTIONS FOR THE FINANCIAL PROFESSIONAL ESTABLISHED 1979 |
| Filing Date | Tuesday, January 20, 2004 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, February 15, 2013 |
| Registration Number | 3114639 |
| Registration Date | Tuesday, July 11, 2006 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 9, 2005 |
| Disclaimer with Predetermined Text | "FOR THE FINANCIAL PROFESSIONAL ESTABLISHED 1979" |
| Goods and Services | financial consulting services in the field of bonds; investment banking services; providing an interactive website containing information relating to investments, namely bonds |
| Section 2(f) Limitation Statement | as to FIXED INCOME SECURITIES |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 15, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, July 29, 2003 |
| First Use In Commerce Date | Tuesday, July 29, 2003 |
| Party Name | ADVISORS ASSET MANAGEMENT, INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | MONUMENT, CO 80132 |
| Party Name | ADVISORS ASSET MANAGEMENT, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | MONUMENT, CO 80132 |
| Party Name | Fixed Income Securities L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Monument, CO 80132 |
| Party Name | Fixed Income Securities L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Monument, CO 80132 |
| Party Name | Fixed Income Securities L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Monument, CO 80132 |
| Event Date | Event Description |
| Friday, February 15, 2013 | CANCELLED SEC. 8 (6-YR) |
| Wednesday, November 18, 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, November 11, 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, January 16, 2008 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, July 11, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, May 31, 2006 | ASSIGNED TO EXAMINER |
| Thursday, May 25, 2006 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, May 19, 2006 | ASSIGNED TO LIE |
| Thursday, May 4, 2006 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, April 20, 2006 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, March 27, 2006 | USE AMENDMENT FILED |
| Wednesday, March 29, 2006 | PAPER RECEIVED |
| Tuesday, November 1, 2005 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, August 9, 2005 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 20, 2005 | NOTICE OF PUBLICATION |
| Friday, April 15, 2005 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, April 1, 2005 | ASSIGNED TO LIE |
| Monday, March 28, 2005 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 10, 2005 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, February 28, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, February 28, 2005 | PAPER RECEIVED |
| Thursday, September 2, 2004 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, August 24, 2004 | NON-FINAL ACTION MAILED |
| Monday, August 9, 2004 | ASSIGNED TO EXAMINER |
| Thursday, May 20, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 1, 2004 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Monday, March 1, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 1, 2004 | PAPER RECEIVED |
| Thursday, February 5, 2004 | NEW APPLICATION ENTERED IN TRAM |