| Serial Number | 86792397 |
| Word Mark | FIRSTMARK REGULATORY SOLUTIONS |
| Filing Date | Monday, October 19, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Wednesday, September 29, 2021 |
| Registration Number | 4973016 |
| Registration Date | Tuesday, June 7, 2016 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 22, 2016 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "REGULATORY SOLUTIONS" |
| Description of Mark | The mark consists of a large word "FirstMark" with a sweeping check mark that appears to be a brush stroke over the letter "I" instead of the standard dot over the "I". Beneath the word "FirstMark" in smaller type appear the words "Regulatory Solutions" all in capital letters. A line separates the word "FirstMark" from the two words beneath "regulatory solutions". |
| Goods and Services | Regulatory compliance consulting in the field of registered investment advisers, [ hedge funds, ] financial, investment, and brokerage firms |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, October 22, 2015 |
| Primary Code | 045 |
| First Use Anywhere Date | Sunday, December 8, 2013 |
| First Use In Commerce Date | Sunday, December 8, 2013 |
| Party Name | Firstmark Regulatory Solutions, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Boca Raton, FL 33431 |
| Party Name | Firstmark Regulatory Solutions, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Fort Lauderdale, FL 33308 |
| Party Name | Firstmark Regulatory Solutions, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Fort Lauderdale, FL 33308 |
| Event Date | Event Description |
| Wednesday, September 29, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, September 29, 2021 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, September 29, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, June 15, 2021 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, June 7, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, July 13, 2016 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, July 13, 2016 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, June 7, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 22, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 22, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 2, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, February 12, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, February 9, 2016 | ASSIGNED TO EXAMINER |
| Friday, October 23, 2015 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, October 22, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, October 22, 2015 | NEW APPLICATION ENTERED IN TRAM |