FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH Trademark
Trademark Overview
On Friday, February 7, 2025, a trademark application was filed for FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH with the United States Patent and Trademark Office. The USPTO has given the FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH trademark a serial number of 99032144. The federal status of this trademark filing is PUBLICATION/ISSUE REVIEW COMPLETE as of Wednesday, August 6, 2025. This trademark is owned by First Trust Portfolios L.P.. The FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH trademark is filed in the Insurance & Financial Services category with the following description:
Financial research and information services; Providing information and research in the field of finance and financial investments; Financial analysis and research services; Investment of funds for others; Financial investment services, namely, research, sourcing, underwriting, and monitoring financial managers and investments across private equity, venture capital, hedge funds, real estate, and private credit
General Information
| Serial Number | 99032144 |
| Word Mark | FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH |
| Filing Date | Friday, February 7, 2025 |
| Status | 681 - PUBLICATION/ISSUE REVIEW COMPLETE |
| Status Date | Wednesday, August 6, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 26, 2025 |
Trademark Statements
| Goods and Services | Financial research and information services; Providing information and research in the field of finance and financial investments; Financial analysis and research services; Investment of funds for others; Financial investment services, namely, research, sourcing, underwriting, and monitoring financial managers and investments across private equity, venture capital, hedge funds, real estate, and private credit |
| NOT AVAILABLE | "TRUST ALTERNATIVE INVESTMENT RESEARCH" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 7, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 5, 2021 |
| First Use In Commerce Date | Friday, November 5, 2021 |
Trademark Owner History
| Party Name | First Trust Portfolios L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
Trademark Events
| Event Date | Event Description |
| Friday, February 7, 2025 | NEW APPLICATION ENTERED |
| Friday, February 7, 2025 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, July 8, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, July 16, 2025 | ASSIGNED TO EXAMINER |
| Monday, July 21, 2025 | NON-FINAL ACTION WRITTEN |
| Monday, July 21, 2025 | NON-FINAL ACTION E-MAILED |
| Monday, July 21, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, July 22, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 22, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 22, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 23, 2025 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 23, 2025 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 23, 2025 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, July 23, 2025 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, July 23, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, August 20, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
