FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH Trademark
Trademark Overview
On Friday, February 7, 2025, a trademark application was filed for FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH with the United States Patent and Trademark Office. The USPTO has given the FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH trademark a serial number of 99032144. The federal status of this trademark filing is PUBLISHED FOR OPPOSITION as of Tuesday, August 26, 2025. This trademark is owned by First Trust Portfolios L.P.. The FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH trademark is filed in the Insurance & Financial Services category with the following description:
Financial research and information services; Providing information and research in the field of finance and financial investments; Financial analysis and research services; Investment of funds for others; Financial investment services, namely, research, sourcing, underwriting, and monitoring financial managers and investments across private equity, venture capital, hedge funds, real estate, and private credit
General Information
| Serial Number | 99032144 |
| Word Mark | FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH |
| Filing Date | Friday, February 7, 2025 |
| Status | 686 - PUBLISHED FOR OPPOSITION |
| Status Date | Tuesday, August 26, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 26, 2025 |
Trademark Statements
| Goods and Services | Financial research and information services; Providing information and research in the field of finance and financial investments; Financial analysis and research services; Investment of funds for others; Financial investment services, namely, research, sourcing, underwriting, and monitoring financial managers and investments across private equity, venture capital, hedge funds, real estate, and private credit |
| NOT AVAILABLE | "TRUST ALTERNATIVE INVESTMENT RESEARCH" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 7, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 5, 2021 |
| First Use In Commerce Date | Friday, November 5, 2021 |
Trademark Owner History
| Party Name | First Trust Portfolios L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
| Party Name | First Trust Portfolios L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
Trademark Events
| Event Date | Event Description |
| Friday, February 7, 2025 | NEW APPLICATION ENTERED |
| Friday, February 7, 2025 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, July 16, 2025 | ASSIGNED TO EXAMINER |
| Monday, July 21, 2025 | NON-FINAL ACTION WRITTEN |
| Monday, July 21, 2025 | NON-FINAL ACTION E-MAILED |
| Monday, July 21, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, July 8, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, July 22, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, July 23, 2025 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, July 22, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 22, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 23, 2025 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 23, 2025 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, August 26, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 26, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, August 20, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, July 23, 2025 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, July 23, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
