| Serial Number | 87657499 |
| Word Mark | FIRST TRUST |
| Filing Date | Tuesday, October 24, 2017 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, May 12, 2025 |
| Registration Number | 5528457 |
| Registration Date | Tuesday, July 31, 2018 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 15, 2018 |
| Description of Mark | The mark consists of an incomplete square with the lines on the top and the right side being severed at diagonal angles leaving a small gap between the remaining lines. The severed top line contains a smaller left portion shown in blue and a longer right portion shown in yellow. The square's severed right line shows a larger top line portion in orange and a shorter lower portion in blue. The square's bottom and left sides appear in blue, wherein the design is located to the left of the words "FIRST TRUST" shown in blue. |
| Goods and Services | Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; underwriting and distribution of an investment instrument consisting of securities in the nature of municipal, corporate, or governmental obligations |
| Indication of Colors claimed | The color(s) yellow, orange, and blue is/are claimed as a feature of the mark. |
| NOT AVAILABLE | "TRUST" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, November 2, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, April 1, 2008 |
| First Use In Commerce Date | Tuesday, April 1, 2008 |
| Party Name | First Trust Portfolios L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
| Party Name | First Trust Portfolios L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
| Party Name | First Trust Portfolios L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
| Event Date | Event Description |
| Friday, November 3, 2017 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, December 28, 2017 | ASSIGNED TO EXAMINER |
| Monday, January 8, 2018 | NON-FINAL ACTION WRITTEN |
| Monday, January 8, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, October 27, 2017 | NEW APPLICATION ENTERED |
| Thursday, November 2, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, January 8, 2018 | NON-FINAL ACTION E-MAILED |
| Monday, March 12, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, March 14, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 20, 2018 | ASSIGNED TO LIE |
| Tuesday, April 3, 2018 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Monday, April 9, 2018 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Monday, April 9, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, April 9, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Monday, March 12, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, March 12, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 13, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, April 9, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Monday, April 9, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, April 9, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 25, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 15, 2018 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 15, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 31, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Monday, July 31, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Saturday, January 18, 2025 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, May 12, 2025 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, May 12, 2025 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, May 12, 2025 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |