| Serial Number | 74207630 |
| Word Mark | FIRST TRUST |
| Filing Date | Friday, September 27, 1991 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, February 1, 2023 |
| Registration Number | 1710408 |
| Registration Date | Tuesday, August 25, 1992 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 2, 1992 |
| Pseudo Mark | 1ST TRUST |
| Goods and Services | underwriting and distribution of an investment instrument consisting of securities in the nature of municipal, corporate, or governmental obligations |
| Disclaimer with Predetermined Text | "TRUST" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, October 17, 1991 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 8, 1974 |
| First Use In Commerce Date | Tuesday, January 8, 1974 |
| Party Name | FIRST TRUST PORTFOLIOS L.P. |
| Party Type | 41 - New Owner After Registration |
| Legal Entity Type | 13 - Limited Partnership |
| Address | WHEATON, IL 60187 |
| Party Name | FIRST TRUST ADVISORS L.P. |
| Party Type | 40 - New Owner After Registration |
| Legal Entity Type | 13 - Limited Partnership |
| Address | WHEATON, IL 60187 |
| Party Name | NIKE FINANCIAL ADVISORY SERVICES, L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | West Chicago, IL 80185 |
| Party Name | NIKE FINANCIAL ADVISORY SERVICES, L.P. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | West Chicago, IL 80185 |
| Party Name | Clayton Brown & Associates, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60661 |
| Party Name | Clayton Brown & Associates, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60661 |
| Event Date | Event Description |
| Wednesday, February 1, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, February 1, 2023 | REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) |
| Wednesday, February 1, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, February 1, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 18, 2022 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, August 25, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, September 12, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, September 12, 2012 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| Wednesday, September 12, 2012 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Tuesday, September 11, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, August 27, 2012 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, May 6, 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, February 14, 2008 | CASE FILE IN TICRS |
| Friday, November 15, 2002 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, November 15, 2002 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, August 26, 2002 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED |
| Monday, August 26, 2002 | PAPER RECEIVED |
| Tuesday, July 17, 2001 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, December 22, 1998 | RESPONSE RECEIVED TO POST REG. ACTION |
| Friday, November 27, 1998 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 |
| Monday, August 24, 1998 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Tuesday, August 25, 1992 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 2, 1992 | PUBLISHED FOR OPPOSITION |
| Friday, May 1, 1992 | NOTICE OF PUBLICATION |
| Monday, January 27, 1992 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, January 17, 1992 | EXAMINER'S AMENDMENT MAILED |
| Friday, January 3, 1992 | ASSIGNED TO EXAMINER |