| Serial Number | 76621463 |
| Word Mark | FIRST SOUTHWEST COMPANY |
| Filing Date | Friday, November 19, 2004 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, October 28, 2016 |
| Registration Number | 3069891 |
| Registration Date | Tuesday, March 21, 2006 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, December 27, 2005 |
| In Another Form Statement | The mark was first used anywhere in a different form other than that sought to be registered on 01/00/1992. |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "COMPANY" |
| Goods and Services | Public and corporate finance investment banking services; public entity financial advisory services; securities brokerage, financing and clearing services; financial, treasury and investment analysis, consultation and management; securities trading and underwriting for others; and creating structured financial vehicles for others |
| Pseudo Mark | 1ST SOUTHWEST COMPANY |
| Section 2(f) Limitation Statement | as to "SOUTHWEST" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, October 28, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, September 30, 2004 |
| First Use In Commerce Date | Thursday, September 30, 2004 |
| Party Name | MEADOW CORPORATION |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75201 |
| Party Name | PLAINSCAPITAL CORPORATION |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75219 |
| Party Name | First Southwest Company |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Party Name | First Southwest Company |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Party Name | First Southwest Company |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Event Date | Event Description |
| Friday, October 28, 2016 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Saturday, March 21, 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, April 2, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, March 19, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, September 28, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, September 28, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, September 28, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, September 21, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, February 7, 2012 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, May 6, 2010 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, March 21, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 27, 2005 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 7, 2005 | NOTICE OF PUBLICATION |
| Tuesday, November 8, 2005 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, November 4, 2005 | ASSIGNED TO LIE |
| Thursday, November 3, 2005 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, October 31, 2005 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, September 26, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 26, 2005 | PAPER RECEIVED |
| Thursday, June 2, 2005 | EXAMINER'S AMENDMENT/PRIORITY ACTION MAILED |
| Thursday, June 2, 2005 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Tuesday, May 31, 2005 | ASSIGNED TO EXAMINER |
| Tuesday, December 7, 2004 | NEW APPLICATION ENTERED IN TRAM |