| Serial Number | 88948503 |
| Word Mark | FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY |
| Filing Date | Thursday, June 4, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 16, 2024 |
| Registration Number | 7451139 |
| Registration Date | Tuesday, July 16, 2024 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 20, 2020 |
| Goods and Services | Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals |
| Goods and Services | Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades |
| Goods and Services | Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees |
| Goods and Services | Arbitration, mediation and dispute resolution services |
| NOT AVAILABLE | "FINANCIAL INDUSTRY REGULATORY AUTHORITY" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 26, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 26, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 26, 2020 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 26, 2020 |
| Primary Code | 045 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | Financial Industry Regulatory Authority,Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 54 - NOT AVAILABLE |
| Address | Washington, DC 20006 |
| Event Date | Event Description |
| Monday, September 14, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, June 8, 2020 | NEW APPLICATION ENTERED |
| Friday, June 26, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Sunday, September 6, 2020 | ASSIGNED TO EXAMINER |
| Friday, September 11, 2020 | NON-FINAL ACTION WRITTEN |
| Friday, September 11, 2020 | NON-FINAL ACTION E-MAILED |
| Friday, September 11, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, September 14, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, September 15, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, September 15, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, September 30, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 20, 2020 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 20, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 15, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, June 7, 2021 | SOU TEAS EXTENSION RECEIVED |
| Monday, June 7, 2021 | SOU EXTENSION 1 FILED |
| Monday, June 7, 2021 | SOU EXTENSION 1 GRANTED |
| Wednesday, June 9, 2021 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, December 7, 2021 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, December 7, 2021 | SOU EXTENSION 2 FILED |
| Tuesday, December 7, 2021 | SOU EXTENSION 2 GRANTED |
| Thursday, December 9, 2021 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, May 31, 2022 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, May 31, 2022 | SOU EXTENSION 3 FILED |
| Tuesday, May 31, 2022 | SOU EXTENSION 3 GRANTED |
| Thursday, June 2, 2022 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, November 21, 2022 | SOU TEAS EXTENSION RECEIVED |
| Monday, November 21, 2022 | SOU EXTENSION 4 FILED |
| Monday, November 21, 2022 | SOU EXTENSION 4 GRANTED |
| Thursday, November 24, 2022 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, May 30, 2023 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, May 30, 2023 | SOU EXTENSION 5 FILED |
| Monday, June 5, 2023 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, June 5, 2023 | SOU EXTENSION 5 GRANTED |
| Tuesday, June 6, 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, November 6, 2023 | USE AMENDMENT FILED |
| Monday, November 13, 2023 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, November 6, 2023 | TEAS STATEMENT OF USE RECEIVED |
| Friday, November 17, 2023 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, November 17, 2023 | NON-FINAL ACTION E-MAILED |
| Friday, November 17, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, February 11, 2024 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, February 8, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 8, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, February 8, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, February 13, 2024 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, March 14, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, February 16, 2024 | ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED |
| Thursday, March 14, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, March 14, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, March 14, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, March 14, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 16, 2024 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 16, 2024 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 16, 2024 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |