| Serial Number | 77226439 |
| Word Mark | FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY |
| Filing Date | Tuesday, July 10, 2007 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Monday, February 15, 2010 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 22, 2008 |
| Disclaimer with Predetermined Text | "FINANCIAL INDUSTRY REGULATORY AUTHORITY" |
| Goods and Services | Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; prerecorded audio and video tapes, CDs and DVDs and downloadable podcasts with information related to securities, equities and financial investments |
| Goods and Services | arranging of subscriptions for the publications of others; fiduciary bond, and mail-order catalog services; audio and video tapes and compact discs; scarves, watches and calendars; association services, namely, promoting the interests of securities and investment industry professionals; development for others of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; testing and examination to determine professional competency of brokerage firms and their employees |
| Goods and Services | Financial consulting services for others, namely, providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education |
| Goods and Services | Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 13, 2007 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 13, 2007 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 13, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 13, 2007 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | WASHINGTON, DC 20006 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 99 - Other |
| Address | WASHINGTON, DC 20006 |
| Party Name | National Association of Securities Dealers, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Event Date | Event Description |
| Tuesday, February 16, 2010 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED |
| Monday, February 15, 2010 | ABANDONMENT - NO USE STATEMENT FILED |
| Tuesday, January 5, 2010 | ASSIGNED TO EXAMINER |
| Monday, July 20, 2009 | EXTENSION 2 GRANTED |
| Tuesday, July 14, 2009 | EXTENSION 2 FILED |
| Tuesday, July 14, 2009 | TEAS EXTENSION RECEIVED |
| Wednesday, February 4, 2009 | EXTENSION 1 GRANTED |
| Tuesday, January 13, 2009 | EXTENSION 1 FILED |
| Wednesday, February 4, 2009 | DIVISIONAL PROCESSING COMPLETE |
| Tuesday, January 13, 2009 | DIVISIONAL REQUEST RECEIVED |
| Tuesday, January 13, 2009 | TEAS REQUEST TO DIVIDE RECEIVED |
| Friday, January 30, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, January 14, 2009 | TEAS EXTENSION RECEIVED |
| Tuesday, July 15, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 22, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 2, 2008 | NOTICE OF PUBLICATION |
| Monday, March 17, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, March 17, 2008 | ASSIGNED TO LIE |
| Wednesday, February 27, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 27, 2008 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, February 27, 2008 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, February 27, 2008 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, February 27, 2008 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, January 28, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 28, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, January 28, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, August 29, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, August 2, 2007 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Thursday, August 2, 2007 | PRIORITY ACTION E-MAILED |
| Thursday, August 2, 2007 | PRIORITY ACTION WRITTEN |
| Thursday, July 19, 2007 | ASSIGNED TO EXAMINER |
| Thursday, July 19, 2007 | ASSIGNED TO EXAMINER |
| Friday, July 13, 2007 | NEW APPLICATION ENTERED IN TRAM |