| Serial Number | 88770817 |
| Word Mark | FINRA CAT |
| Filing Date | Thursday, January 23, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, November 2, 2021 |
| Registration Number | 6548362 |
| Registration Date | Tuesday, November 2, 2021 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, June 30, 2020 |
| Goods and Services | Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith |
| Description of Mark | The mark consists of they stylized word "FINRA CAT" in lower case. |
| Goods and Services | Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities |
| Goods and Services | Providing information relating to regulatory compliance in the financial securities industry |
| Disclaimer with Predetermined Text | "CAT" |
| Goods and Services | Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 27, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 27, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 27, 2020 |
| Primary Code | 041 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 27, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 27, 2020 |
| Primary Code | 045 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Washington D.C, DC 20006 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington D.C, DC 20006 |
| Event Date | Event Description |
| Thursday, March 14, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, March 14, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, March 14, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, March 14, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, March 14, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, November 2, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, September 29, 2021 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, September 28, 2021 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, August 27, 2021 | ASSIGNED TO EXAMINER |
| Tuesday, August 24, 2021 | SOU TEAS EXTENSION RECEIVED |
| Friday, August 13, 2021 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, February 22, 2021 | USE AMENDMENT FILED |
| Saturday, March 13, 2021 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, March 12, 2021 | SOU EXTENSION 1 GRANTED |
| Monday, February 22, 2021 | SOU EXTENSION 1 FILED |
| Tuesday, March 9, 2021 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, February 22, 2021 | SOU TEAS EXTENSION RECEIVED |
| Monday, February 22, 2021 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, August 25, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, June 30, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 30, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 10, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 12, 2020 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Tuesday, April 28, 2020 | ASSIGNED TO LIE |
| Tuesday, April 21, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, April 21, 2020 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, April 21, 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, April 21, 2020 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, April 21, 2020 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, April 13, 2020 | ASSIGNED TO EXAMINER |
| Monday, January 27, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, January 27, 2020 | NEW APPLICATION ENTERED |