| Serial Number | 88351274 |
| Word Mark | FINRA CAT |
| Filing Date | Thursday, March 21, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 2, 2021 |
| Registration Number | 6262460 |
| Registration Date | Tuesday, February 2, 2021 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 14, 2020 |
| Goods and Services | Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith |
| Pseudo Mark | FINANCIAL INDUSTRY REGULATORY AUTHORITY CONSOLIDATED AUDIT TRAIL |
| Goods and Services | Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry |
| Goods and Services | Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities |
| Goods and Services | Providing information relating to regulatory compliance in the financial securities industry |
| Disclaimer with Predetermined Text | "CAT" |
| Goods and Services | Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 9, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 9, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 9, 2019 |
| Primary Code | 041 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 9, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, December 4, 2019 |
| Primary Code | 045 |
| First Use Anywhere Date | Wednesday, April 24, 2019 |
| First Use In Commerce Date | Wednesday, April 24, 2019 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | Financial Industry Regulatory Authority, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Event Date | Event Description |
| Thursday, March 14, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, March 14, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, March 14, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, March 14, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, March 14, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, February 2, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, December 31, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, December 30, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, December 29, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 29, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 29, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, July 3, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, July 3, 2020 | NON-FINAL ACTION E-MAILED |
| Friday, July 3, 2020 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, July 3, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, July 3, 2020 | NON-FINAL ACTION E-MAILED |
| Friday, July 3, 2020 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, June 26, 2020 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Thursday, June 25, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, June 10, 2020 | USE AMENDMENT FILED |
| Thursday, June 25, 2020 | SOU EXTENSION 1 GRANTED |
| Wednesday, June 10, 2020 | SOU EXTENSION 1 FILED |
| Thursday, June 25, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, June 10, 2020 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, June 10, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 10, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 14, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 14, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 25, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, December 9, 2019 | ASSIGNED TO LIE |
| Friday, December 6, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, December 6, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Friday, December 6, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, December 6, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Friday, December 6, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, December 6, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Friday, December 6, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, December 6, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Friday, December 6, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, December 4, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 3, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 3, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, June 9, 2019 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Sunday, June 9, 2019 | PRIORITY ACTION E-MAILED |
| Sunday, June 9, 2019 | PRIORITY ACTION WRITTEN |
| Friday, May 31, 2019 | ASSIGNED TO EXAMINER |
| Tuesday, April 9, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, March 25, 2019 | NEW APPLICATION ENTERED |