FINRA Trademark

Trademark Overview

On Tuesday, July 10, 2007, a trademark application was filed for FINRA with the United States Patent and Trademark Office. The USPTO has given the FINRA trademark a serial number of 77226437. The federal status of this trademark filing is ABANDONED - NO STATEMENT OF USE FILED as of Monday, February 15, 2010. This trademark is owned by National Association of Securities Dealers, Inc.. The FINRA trademark is filed in the Computer & Software Services & Scientific Services category with the following description:

Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments in securities, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules
finra

General Information

Serial Number77226437
Word MarkFINRA
Filing DateTuesday, July 10, 2007
Status606 - ABANDONED - NO STATEMENT OF USE FILED
Status DateMonday, February 15, 2010
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, April 22, 2008

Trademark Statements

Goods and ServicesProviding software development services for databases of information in the field of securities regulation, markets, compliance, financial investments in securities, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules

Classification Information

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateFriday, July 13, 2007
Primary Code042
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History

Party NameFINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Party Type20 - Owner at Publication
Legal Entity Type99 - Other
AddressWASHINGTON, DC 20006
Party NameFINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Party Type11 - New Owner Before Publication
Legal Entity Type99 - Other
AddressWASHINGTON, DC 20006
Party NameNational Association of Securities Dealers, Inc.
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressWashington, DC 20006

Trademark Events

Event DateEvent Description
Wednesday, August 29, 2007AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, January 28, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, July 13, 2007NEW APPLICATION ENTERED
Thursday, July 19, 2007ASSIGNED TO EXAMINER
Thursday, August 2, 2007PRIORITY ACTION WRITTEN
Thursday, August 2, 2007PRIORITY ACTION E-MAILED
Thursday, August 2, 2007NOTIFICATION OF PRIORITY ACTION E-MAILED
Monday, January 28, 2008TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, January 28, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, April 2, 2008NOTICE OF PUBLICATION
Tuesday, April 22, 2008PUBLISHED FOR OPPOSITION
Wednesday, February 27, 2008EXAMINERS AMENDMENT -WRITTEN
Wednesday, February 27, 2008EXAMINERS AMENDMENT E-MAILED
Wednesday, February 27, 2008NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Wednesday, February 27, 2008EXAMINER'S AMENDMENT ENTERED
Wednesday, February 27, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, March 17, 2008ASSIGNED TO LIE
Monday, March 17, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, February 2, 2009SOU EXTENSION 1 GRANTED
Tuesday, July 14, 2009SOU EXTENSION 2 FILED
Monday, July 20, 2009SOU EXTENSION 2 GRANTED
Tuesday, January 5, 2010ASSIGNED TO EXAMINER
Tuesday, July 15, 2008NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, January 13, 2009SOU TEAS EXTENSION RECEIVED
Tuesday, January 13, 2009TEAS REQUEST TO DIVIDE RECEIVED
Tuesday, January 13, 2009DIVISIONAL REQUEST RECEIVED
Tuesday, January 13, 2009SOU EXTENSION 1 FILED
Monday, February 2, 2009CASE ASSIGNED TO INTENT TO USE PARALEGAL
Monday, February 2, 2009DIVISIONAL PROCESSING COMPLETE
Tuesday, July 14, 2009SOU TEAS EXTENSION RECEIVED
Tuesday, February 16, 2010ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED
Monday, February 15, 2010ABANDONMENT - NO USE STATEMENT FILED

Related Keywords

finra securities rules providing professionals govern industry mortgage trading activities enforce