| Serial Number | 86020732 |
| Word Mark | FINMAX |
| Filing Date | Friday, July 26, 2013 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, May 14, 2021 |
| Registration Number | 4616062 |
| Registration Date | Tuesday, October 7, 2014 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 22, 2014 |
| Indication of Colors claimed | The color(s) Blue and orange is/are claimed as a feature of the mark. |
| Description of Mark | The mark consists of four puzzle pieces in orange and blue colors that assemble into a square shape turned in the direction to resemble a diamond and the wording "FINMAX" in colors orange and blue. |
| Goods and Services | Computer software and computer programs for use in capturing and processing trading data and expenses, tracking commission information, and transaction fee management in the fields of global capital markets data, operational risk management, trade matching and regulatory reporting; computer software for facilitating a one-stop trade matching and regulatory reporting system; computer software for facilitating a regulatory reporting hub; computer software for post-trade matching in the trading of financial instruments; computer software for real-time trade matching in the trading of financial instruments; computer software for the real-time exchange of financial, and trading and regulatory information; computer software for managing processes associated with commissions, fees and payout compensation management; computer software for automating front, middle and back-office processes across asset classes; computer software for providing data management, data reporting and data sourcing in the field of commission revenue, including tracking of sales commissions, transaction fees, soft commission and commission sharing agreements; computer software for managing data and transaction costs and profitability |
| Goods and Services | Financial analysis, financial research, financial evaluation, financial consulting and financial management services relating to trade operation for global capital markets data and global markets data firms, operational risk management, trade matching and regulatory reporting; provision of stock exchange information; provision of financial instrument quotations; provision of financial security, bond, commodity and equities quotations |
| Goods and Services | Providing a web site with technology that allows users to manage processes associated with commissions, fees and payout compensation management; providing a web site where users can automate front, middle and back-office processes across asset classes; providing a web site with technology that allows users to obtain data management, data reporting and data sourcing in the field of commission revenue, including tracking of sales commissions, transaction fees, soft commission and commission sharing agreements; providing a web site with technology that allows users to obtain non-downloadable computer software for managing data and transaction costs and profitability |
| Pseudo Mark | FINMAX; FIND MAX |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 14, 2021 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 14, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 14, 2021 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| Party Name | FINMAX TECH, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Parsippany, NJ 07054 |
| Party Name | FINMAX TECH, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Parsippany, NJ 07054 |
| Party Name | FINMAX TECH, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Parsippany, NJ 07054 |
| Event Date | Event Description |
| Friday, May 14, 2021 | CANCELLED SEC. 8 (6-YR) |
| Monday, October 7, 2019 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, November 4, 2014 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 4, 2014 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, October 7, 2014 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 22, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 22, 2014 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 2, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, June 13, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 11, 2014 | ASSIGNED TO LIE |
| Wednesday, May 28, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 13, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 12, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 12, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, November 10, 2013 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, November 10, 2013 | NON-FINAL ACTION E-MAILED |
| Sunday, November 10, 2013 | NON-FINAL ACTION WRITTEN |
| Saturday, November 9, 2013 | ASSIGNED TO EXAMINER |
| Thursday, August 1, 2013 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, July 31, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, July 30, 2013 | NEW APPLICATION ENTERED IN TRAM |