| Serial Number | 86750323 |
| Word Mark | FINCAD |
| Filing Date | Tuesday, September 8, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Tuesday, February 6, 2024 |
| Registration Number | 5263278 |
| Registration Date | Tuesday, August 15, 2017 |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, May 30, 2017 |
| Goods and Services | training courses related to financial computation and analysis; providing non-downloadable electronic newsletters delivered by email in the field of finance and finance-related computer software; providing non-downloadable electronic manuals and user guides delivered by email for finance-related computer software; providing non-downloadable electronic documentation delivered by email regarding mathematical models of financial instruments |
| Description of Mark | The mark consists of the term "FINCAD" with the "FIN" in bold and all capital letters except for a lowercase "I". |
| Goods and Services | a suite of computer software for use by financial professionals providing a wide range of financial analytic tools, namely, tools for valuing portfolios, measuring risk, performing scenario analysis, determining value at risk, generating cash flow projections and modelling financial instruments; computer software for use by traders, fund managers, institutional investors and brokers for performing financial calculations; computer software for performing financial analysis of fixed income securities and derivatives; computer software for assessing risk of investments; computer software for valuing financial investments; computer software for evaluating market risk, interest rate risk and credit risk; computer software for warehousing financial data; computer software for debt and investment planning; computer software for cash flow monitoring and forecasting; computer software for back office financial operations, namely, position keeping, clearance, settlement, regulatory compliance, tax handling, risk margining, and reporting; computer software for use in developing computer software applications relating to finance and developing computer software applications that perform financial calculations; library of computer software modules for performing quantitative financial calculations for use in developing finance-related computer software applications; computer software for use by financial professionals in the field of managing portfolios of financial assets; computer software, namely, add-in to computer spreadsheet software providing enhanced quantitative financial calculation functions; computer software for use in managing positions in currencies, interest rates, commodities, equities and options; downloadable electronic newsletters in the field of finance and finance-related computer software; downloadable electronic manuals and user guides for finance-related computer software; downloadable electronic documentation regarding mathematical models of financial instruments |
| Goods and Services | providing online access by way of the internet to a computer system for performing financial calculations; providing online access to finance- related computer software applications |
| Pseudo Mark | FIN CAD |
| Goods and Services | consulting services in the field of analysis and evaluation of financial instruments; consulting services in the field of hedge accounting compliance; consulting services in the field of financial risk assessment; consulting services in the field of financial risk management and derivatives strategies; consulting services in the field of financial derivatives and financial portfolios; consulting services in the field of valuation of financial assets including financial securities and derivatives; financial services in the field of quantitative financial analysis; consulting services in the field of financial analysis; providing financial information by electronic means, namely, online databases, Web sites, Web feeds, and email |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | providing subscriptions to remotely hosted financial computing resources by way of the internet; business project management services in the field of financial computing systems |
| Goods and Services | software as a service (SAAS) services featuring software for performing financial analysis of fixed income securities and derivatives, software for assessing risk of investments, software for valuing financial investments, software for evaluating market risk, interest rate risk and credit risk, software for hedge accounting, and software for back office financial operations, namely, position keeping, clearance, settlement, regulatory compliance, tax handling, risk margining, and reporting; computer software services, namely, design and development of custom computer software for use by financial professionals in managing portfolios of financial assets; computer systems services, namely, design and implementation of financial computing systems; computer systems services, namely, maintaining and operating computer systems running finance-related computer applications; computer systems services, namely, acting as an application service provider in the field of financial computing; computer software services, namely, upgrading, updating and maintaining finance-related computer software; consulting services in the field of design and application of finance-related computer software; providing online information regarding the development of finance-related computer software applications |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 17, 2016 |
| Primary Code | 038 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 11, 2015 |
| Primary Code | 009 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 11, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 11, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 11, 2015 |
| Primary Code | 041 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 11, 2015 |
| Primary Code | 042 |
| First Use Anywhere Date | Sunday, November 30, 2014 |
| First Use In Commerce Date | Sunday, November 30, 2014 |
| Party Name | NUMERIX LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10017 |
| Party Name | FinancialCAD Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | SURREY, BRITISH COLUMBIA V3T5X3 CA |
| Party Name | FinancialCAD Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Surrey, British Columb V3T5X3 CA |
| Party Name | FinancialCAD Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Surrey, British Columb V3T5X3 CA |
| Event Date | Event Description |
| Friday, December 18, 2015 | ASSIGNED TO EXAMINER |
| Friday, September 11, 2015 | NEW APPLICATION ENTERED |
| Friday, September 11, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, September 12, 2015 | NOTICE OF PSEUDO MARK E-MAILED |
| Saturday, December 26, 2015 | NON-FINAL ACTION WRITTEN |
| Saturday, December 26, 2015 | NON-FINAL ACTION E-MAILED |
| Friday, June 17, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, December 26, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, June 16, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, June 16, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, July 13, 2016 | SUSPENSION LETTER WRITTEN |
| Wednesday, July 13, 2016 | LETTER OF SUSPENSION E-MAILED |
| Wednesday, July 13, 2016 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Tuesday, January 24, 2017 | ASSIGNED TO LIE |
| Wednesday, January 25, 2017 | SUSPENSION CHECKED - TO ATTORNEY FOR ACTION |
| Monday, March 6, 2017 | SUSPENSION INQUIRY WRITTEN |
| Monday, March 6, 2017 | INQUIRY TO SUSPENSION E-MAILED |
| Monday, March 6, 2017 | NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED |
| Wednesday, April 5, 2017 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Wednesday, April 5, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, April 6, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, April 11, 2017 | DATA MODIFICATION COMPLETED |
| Friday, April 14, 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 26, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, May 10, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 30, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 30, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 15, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Friday, September 1, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, September 1, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, January 31, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, February 2, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, February 2, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, August 2, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, August 2, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, September 18, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, September 18, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, August 15, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, May 19, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, May 19, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, May 19, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, May 19, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, June 26, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, May 19, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, June 26, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, June 26, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, June 26, 2023 | TEAS WITHDRAWAL AS DOMESTIC REPRESENTATIVE RECEIVED |
| Monday, June 26, 2023 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, June 28, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, December 20, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, December 20, 2023 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 |
| Tuesday, March 19, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, March 19, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, March 19, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, January 10, 2024 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Saturday, January 27, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, February 6, 2024 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, February 6, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, March 19, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, March 19, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 7, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, June 17, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, June 17, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, June 17, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 7, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 7, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 7, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 7, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |