FINANCIAL ROOTS Trademark

Trademark Overview

On Monday, December 18, 2023, a trademark application was filed for FINANCIAL ROOTS with the United States Patent and Trademark Office. The USPTO has given the FINANCIAL ROOTS trademark a serial number of 98319422. The federal status of this trademark filing is FIRST EXTENSION - GRANTED as of Wednesday, May 14, 2025. This trademark is owned by Kaye Capital Management. The FINANCIAL ROOTS trademark is filed in the Insurance & Financial Services category with the following description:

Financial due diligence; Financial planning and investment advisory services; Financial planning for retirement; Financial asset management

General Information

Serial Number98319422
Word MarkFINANCIAL ROOTS
Filing DateMonday, December 18, 2023
Status730 - FIRST EXTENSION - GRANTED
Status DateWednesday, May 14, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, October 22, 2024

Trademark Statements

Description of MarkThe mark consists of a tree above roots in the shape of four triangles which form a half circle, to the left of the words "FINANCIAL ROOTS", in stylized capital letters.
Goods and ServicesFinancial due diligence; Financial planning and investment advisory services; Financial planning for retirement; Financial asset management
Indication of Colors claimedColor is not claimed as a feature of the mark.
NOT AVAILABLE"FINANCIAL"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, December 18, 2023
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History

Party NameKaye Capital Management
Party Type20 - Owner at Publication
Legal Entity Type99 - Other
AddressEl Segundo, CA 90245
Party NameKaye Capital Management
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressEl Segundo, CA 90245

Trademark Events

Event DateEvent Description
Monday, December 18, 2023NEW APPLICATION ENTERED
Sunday, March 31, 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, July 22, 2024NON-FINAL ACTION WRITTEN
Monday, July 22, 2024NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, July 16, 2024ASSIGNED TO EXAMINER
Monday, July 22, 2024NON-FINAL ACTION E-MAILED
Tuesday, September 10, 2024TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, September 11, 2024TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, September 10, 2024CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, September 13, 2024APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, October 2, 2024NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, December 3, 2024NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Friday, January 10, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, October 22, 2024PUBLISHED FOR OPPOSITION
Tuesday, October 22, 2024OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Friday, January 10, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, January 10, 2025TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Friday, January 10, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, January 22, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, January 22, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, May 13, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, May 13, 2025TEAS CHANGE OF OWNER ADDRESS RECEIVED
Tuesday, May 13, 2025APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Tuesday, May 13, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, May 13, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, May 14, 2025SOU TEAS EXTENSION RECEIVED
Wednesday, May 14, 2025SOU EXTENSION 1 FILED
Thursday, May 15, 2025SOU EXTENSION 1 GRANTED
Thursday, May 15, 2025NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Wednesday, January 22, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED

Related Keywords

roots financial planning management asset retirement advisory diligence investment services