FINANCIAL ROOTS Trademark
Trademark Overview
On Monday, December 18, 2023, a trademark application was filed for FINANCIAL ROOTS with the United States Patent and Trademark Office. The USPTO has given the FINANCIAL ROOTS trademark a serial number of 98319422. The federal status of this trademark filing is PUBLISHED FOR OPPOSITION as of Tuesday, October 22, 2024. This trademark is owned by Kaye Capital Management. The FINANCIAL ROOTS trademark is filed in the Insurance & Financial Services category with the following description:
Financial due diligence; Financial planning and investment advisory services; Financial planning for retirement; Financial asset management
General Information
| Serial Number | 98319422 |
| Word Mark | FINANCIAL ROOTS |
| Filing Date | Monday, December 18, 2023 |
| Status | 686 - PUBLISHED FOR OPPOSITION |
| Status Date | Tuesday, October 22, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 22, 2024 |
Trademark Statements
| Description of Mark | The mark consists of a tree above roots in the shape of four triangles which form a half circle, to the left of the words "FINANCIAL ROOTS", in stylized capital letters. |
| Goods and Services | Financial due diligence; Financial planning and investment advisory services; Financial planning for retirement; Financial asset management |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "FINANCIAL" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, December 18, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Kaye Capital Management |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | El Segundo, CA 90245 |
| Party Name | Kaye Capital Management |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | El Segundo, CA 90245 |
Trademark Events
| Event Date | Event Description |
| Monday, December 18, 2023 | NEW APPLICATION ENTERED |
| Sunday, March 31, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, July 22, 2024 | NON-FINAL ACTION WRITTEN |
| Monday, July 22, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, July 22, 2024 | NON-FINAL ACTION E-MAILED |
| Tuesday, September 10, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, September 10, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, September 11, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, September 13, 2024 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, October 2, 2024 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 22, 2024 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 22, 2024 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 16, 2024 | ASSIGNED TO EXAMINER |
