| Serial Number | 87495945 |
| Word Mark | FINANCIAL ENGINES |
| Filing Date | Monday, June 19, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 24, 2018 |
| Registration Number | 5451212 |
| Registration Date | Tuesday, April 24, 2018 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 6, 2018 |
| Goods and Services | Entertainment services in the nature of an ongoing radio program in the field of mutual funds and financial advice broadcast over radio and the Internet |
| Goods and Services | printed materials, namely, newsletters, periodic reports, books, and customized investor reports regarding financial planning and education, investment analysis, portfolio allocation and recommendations for selecting specific financial instruments |
| Goods and Services | financial consultancy services in the nature of financial advice, analysis, education, and guidance; investment advisory services; investment management services; financial analysis and research services; investment management services featuring the management of an account holder's mutual fund investments to provide a periodic payment at a predetermined level to the account holder; providing information via a global computer network in the field of finance and financial investments; financial services, namely, financial and retirement planning and guidance, financial investment analysis, portfolio allocation in the nature of financial portfolio analysis, financial research, and providing recommendations for selecting specific financial instruments in the nature of financial consultation; financial services offered via a global computer network, namely, financial planning, financial investment analysis, portfolio allocation in the nature of financial portfolio analysis, financial research, and providing recommendations for selecting specific financial instruments in the nature of financial consultation |
| Disclaimer with Predetermined Text | "FINANCIAL" |
| Goods and Services | interactive computer on-line services offered via a global computer network in the nature of an interactive website featuring technology that allows users to schedule a call with a financial advisor, upload and download documents, and manage investments in the fields of financial and retirement planning, investment analysis, portfolio allocation and recommendations for selecting specific financial instruments |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 24, 2017 |
| Primary Code | 016 |
| First Use Anywhere Date | Wednesday, December 3, 1997 |
| First Use In Commerce Date | Wednesday, December 3, 1997 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 24, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, September 30, 1998 |
| First Use In Commerce Date | Wednesday, September 30, 1998 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 24, 2017 |
| Primary Code | 041 |
| First Use Anywhere Date | Thursday, June 15, 2017 |
| First Use In Commerce Date | Thursday, June 15, 2017 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 24, 2017 |
| Primary Code | 042 |
| First Use Anywhere Date | Wednesday, December 3, 1997 |
| First Use In Commerce Date | Wednesday, December 3, 1997 |
| Party Name | EDELMAN FINANCIAL ENGINES, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | SUNNYVALE, CA 94089 |
| Party Name | Financial Engines, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Sunnyvale, CA 94089 |
| Party Name | Financial Engines, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Sunnyvale, CA 94089 |
| Party Name | Financial Engines, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Sunnyvale, CA 94089 |
| Event Date | Event Description |
| Monday, April 24, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, December 5, 2018 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, August 1, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, July 25, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, April 24, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 6, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 6, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 17, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, January 1, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 19, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 19, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 15, 2017 | ASSIGNED TO LIE |
| Wednesday, December 6, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, September 18, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, September 18, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, September 18, 2017 | NON-FINAL ACTION WRITTEN |
| Monday, September 18, 2017 | ASSIGNED TO EXAMINER |
| Saturday, June 24, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, June 22, 2017 | NEW APPLICATION ENTERED |