FCA FINANCIAL CONDUCT AUTHORITY Trademark
Trademark Overview
On Thursday, April 17, 2014, a trademark application was filed for FCA FINANCIAL CONDUCT AUTHORITY with the United States Patent and Trademark Office. The USPTO has given the FCA FINANCIAL CONDUCT AUTHORITY trademark a serial number of 79160065. The federal status of this trademark filing is IR CANCELLED - US REGISTRATION CANCELLED as of Wednesday, April 17, 2024. This trademark is owned by The Financial Conduct Authority. The FCA FINANCIAL CONDUCT AUTHORITY trademark is filed in the Communication Services, Computer & Software Products & Electrical & Scientific Products, Paper & Printed Material Products, Advertising, Business and Retail Services, Insurance & Financial Services, Education & Entertainment Services, Computer & Software Services & Scientific Services, Personal, and Legal & Social Services categories with the following description:
Education and instruction, namely, providing on-line, non-downloadable educational publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, legal agreements, undertakings and memoranda of understanding, and reports on warning notices, notices, rules and guidance, providing a website featuring non-downloadable educational videos about financial services, risky investments and common scams, education and instruction, namely, providing a website featuring resources in the nature of on-line, non-downloadable publications in the nature of reports featuring educational summaries relating to financial services, and newsletters featuring regulatory records, all of the foregoing relating to technical standards, consumer protection, the prevention of financial crime, and codes of conduct in the fields of financial services, financial mar...
Downloadable electronic publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, reports featuring agreements, undertakings and memoranda of understanding, warning notices, notices, rules and guidance, reports featuring educational summaries, and newsletters featuring regulatory records, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people; electronic publications recorded on computer media, namely, consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, agreements, reports featuring undertakings and memoranda of understandi...
Providing online forums for discussion of matters relating to financial services and products, financial services firms, consumers of financial services, or financial crime, webcasting services, transmission of digital files, providing multiple user access to data and databases, and advisory and assistance services all relating to the aforesaid, none of the aforementioned services relating to the fostering, placement and care of children and young people
Printed matter, namely, brochures in the field of financial services and regulation, printed publications, namely, brochures in the field of financial services and regulation, periodicals, journals, handbooks, newsletters, pamphlets, books, forms, manuals, all in the field of financial services and regulation, and printed instructional and teaching material in the field of financial services and regulation, none of the aforementioned goods relating to the fostering, placement and care of children and young people
Financial affairs, namely, financial analysis and consultancy services, providing financial information relating to financial services businesses, providing financial information relating to rules, guidelines, policies and best practices applicable to financial services and specifically excluding legal advice, providing online, interactive databases featuring searchable financial information about financial services firms, financial risk assessment services, financial risk management services provided to consumers of financial services, investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses a...
Business management, business administration, business management assistance and consultancy, computerized business information services, business consultancy, advisory, information and research services, compilation and systemization of information into computer databases, compilation of statistics, none of the aforementioned services relating to the fostering, placement and care of children and young people
Formulation and monitoring of legal rules, guidelines, codes of conduct, policies and best practices for the financial services industry and in relation to financial products and services, including enforcement of disciplinary actions, and crime prevention advisory services, the foregoing actions taken in relation to investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees...
Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people
General Information
| Serial Number | 79160065 |
| Word Mark | FCA FINANCIAL CONDUCT AUTHORITY |
| Filing Date | Thursday, April 17, 2014 |
| Status | 404 - IR CANCELLED - US REGISTRATION CANCELLED |
| Status Date | Wednesday, April 17, 2024 |
| Registration Number | 5238518 |
| Registration Date | Tuesday, July 11, 2017 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 25, 2017 |
Trademark Statements
| Goods and Services | Education and instruction, namely, providing on-line, non-downloadable educational publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, legal agreements, undertakings and memoranda of understanding, and reports on warning notices, notices, rules and guidance, providing a website featuring non-downloadable educational videos about financial services, risky investments and common scams, education and instruction, namely, providing a website featuring resources in the nature of on-line, non-downloadable publications in the nature of reports featuring educational summaries relating to financial services, and newsletters featuring regulatory records, all of the foregoing relating to technical standards, consumer protection, the prevention of financial crime, and codes of conduct in the fields of financial services, financial markets and consumer credit, and none of the aforementioned services relating to the fostering, placement and care of children and young people; educational services, namely, arranging, organizing and conducting lectures in the field of financial services and regulation of financial services, arranging and conducting educational conferences, congresses, seminars, workshops, symposia, colloquia and exhibitions, all in the field of financial services and regulation of financial services, publishing of books and magazines, publication of electronic books and journals on-line in the field of financial services regulation, publication of printed matter, written works, books and texts in the field of finance, production of films, videos, tapes, video discs, radio and television shows featuring training, instruction and information relating to consumer financial education, financial services, regulation of financial services and financial crime awareness and prevention, and production of radio programs, television programs and programs broadcast via the internet relating to consumer financial education, financial services and regulation of financial services and financial crime awareness and prevention, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Description of Mark | The mark consists of the letters "FCA" in stylized form, and below, the wording "FINANCIAL CONDUCT AUTHORITY" all enclosed within a rectangular design. A slanted diagonal line divides the rectangular design into roughly three sections. The sections on the far left and the far right are dark with a wavy horizontal design: the section on the far left encloses the letter "F" and the section on the far right encloses the letter "A". The middle section is lighter and highlights the letter "C". |
| Goods and Services | Downloadable electronic publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, reports featuring agreements, undertakings and memoranda of understanding, warning notices, notices, rules and guidance, reports featuring educational summaries, and newsletters featuring regulatory records, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people; electronic publications recorded on computer media, namely, consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, agreements, reports featuring undertakings and memoranda of understanding, reports of warning notices, notices, rules and guidance, and newsletters featuring regulatory records and guidance to regulated firms and other market participants, downloadable databases with searchable business and financial information about financial services firms, said databases including reports featuring educational summaries of business and financial information about financial services firms, and downloadable searchable databases featuring educational information about risky investments and common scams, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people |
| Goods and Services | Providing online forums for discussion of matters relating to financial services and products, financial services firms, consumers of financial services, or financial crime, webcasting services, transmission of digital files, providing multiple user access to data and databases, and advisory and assistance services all relating to the aforesaid, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Goods and Services | Printed matter, namely, brochures in the field of financial services and regulation, printed publications, namely, brochures in the field of financial services and regulation, periodicals, journals, handbooks, newsletters, pamphlets, books, forms, manuals, all in the field of financial services and regulation, and printed instructional and teaching material in the field of financial services and regulation, none of the aforementioned goods relating to the fostering, placement and care of children and young people |
| Goods and Services | Financial affairs, namely, financial analysis and consultancy services, providing financial information relating to financial services businesses, providing financial information relating to rules, guidelines, policies and best practices applicable to financial services and specifically excluding legal advice, providing online, interactive databases featuring searchable financial information about financial services firms, financial risk assessment services, financial risk management services provided to consumers of financial services, investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business management, business administration, business management assistance and consultancy, computerized business information services, business consultancy, advisory, information and research services, compilation and systemization of information into computer databases, compilation of statistics, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Goods and Services | Formulation and monitoring of legal rules, guidelines, codes of conduct, policies and best practices for the financial services industry and in relation to financial products and services, including enforcement of disciplinary actions, and crime prevention advisory services, the foregoing actions taken in relation to investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, and providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| NOT AVAILABLE | "FINANCIAL CONDUCT AUTHORITY" |
| Goods and Services | Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people |
Classification Information
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, January 26, 2024 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | The Financial Conduct Authority |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London E14 5HS
GB |
| Party Name | The Financial Conduct Authority |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | London E14 5HS
GB |
| Party Name | The Financial Conduct Authority |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | London E14 5HS
GB |
Trademark Events
| Event Date | Event Description |
| Thursday, February 12, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Tuesday, February 17, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, February 17, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, February 17, 2015 | ASSIGNED TO EXAMINER |
| Saturday, February 21, 2015 | APPLICATION FILING RECEIPT MAILED |
| Saturday, February 21, 2015 | NON-FINAL ACTION WRITTEN |
| Sunday, February 22, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, February 23, 2015 | REFUSAL PROCESSED BY MPU |
| Monday, February 23, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Wednesday, September 9, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 13, 2015 | REFUSAL PROCESSED BY IB |
| Tuesday, August 18, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, September 1, 2015 | ASSIGNED TO LIE |
| Wednesday, September 9, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, September 30, 2015 | FINAL REFUSAL WRITTEN |
| Thursday, October 1, 2015 | FINAL REFUSAL MAILED |
| Thursday, October 1, 2015 | DATA MODIFICATION COMPLETED |
| Wednesday, October 7, 2015 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, October 7, 2015 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, March 29, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, March 29, 2016 | EXPARTE APPEAL RECEIVED AT TTAB |
| Tuesday, March 29, 2016 | EX PARTE APPEAL-INSTITUTED |
| Tuesday, March 29, 2016 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Thursday, March 31, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, March 31, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, April 23, 2016 | NON-FINAL ACTION WRITTEN |
| Saturday, April 23, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Saturday, April 23, 2016 | NON-FINAL ACTION E-MAILED |
| Wednesday, July 13, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Wednesday, July 13, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Thursday, July 28, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Monday, October 24, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, October 31, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, October 31, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 21, 2016 | NON-FINAL ACTION WRITTEN |
| Tuesday, January 17, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, January 17, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, February 14, 2017 | EXAMINERS AMENDMENT E-MAILED |
| Monday, November 21, 2016 | NON-FINAL ACTION E-MAILED |
| Monday, November 21, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, January 5, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, February 13, 2017 | NON-FINAL ACTION WRITTEN |
| Monday, February 13, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, February 13, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, February 14, 2017 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, February 14, 2017 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, February 14, 2017 | EXAMINER'S AMENDMENT ENTERED |
| Saturday, March 11, 2017 | EXPARTE APPEAL TERMINATED |
| Tuesday, March 21, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, April 5, 2017 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, April 25, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 25, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Friday, March 10, 2017 | DATA MODIFICATION COMPLETED |
| Saturday, March 11, 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 5, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, April 5, 2017 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Tuesday, July 11, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, October 11, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Friday, January 5, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, October 13, 2017 | NOTIFICATION PROCESSED BY IB |
| Monday, October 16, 2017 | FINAL DISPOSITION PROCESSED |
| Monday, October 16, 2017 | FINAL DISPOSITION NOTICE SENT TO IB |
| Friday, November 3, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Monday, July 11, 2022 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Friday, September 30, 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, January 26, 2024 | CANCELLED SECTION 71 |
| Friday, September 27, 2024 | TOTAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Monday, September 30, 2024 | TOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
| Monday, September 30, 2024 | INVALIDATION PROCESSED |
| Friday, January 5, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, January 5, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 5, 2024 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Friday, November 8, 2024 | DEATH OF INTERNATIONAL REGISTRATION |
| Sunday, November 17, 2024 | TOTAL INVALIDATION PROCESSED BY THE IB |
| Friday, November 8, 2024 | NOTIFICATION OF EFFECT OF CANCELLATION OF INTL REG E-MAILED |
