| Serial Number | 79159707 |
| Word Mark | FCA |
| Filing Date | Thursday, April 17, 2014 |
| Status | 709 - CANCELLED - SECTION 71 |
| Status Date | Friday, February 2, 2024 |
| Registration Number | 5243271 |
| Registration Date | Tuesday, July 18, 2017 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 2, 2017 |
| Goods and Services | Education and instruction, namely, providing on-line, non-downloadable educational publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, legal agreements, undertakings and memoranda of understanding, and reports on warning notices, notices, rules and guidance, providing a website featuring non-downloadable educational videos about financial services, risky investments and common scams, education and instruction, namely, providing a website featuring resources in the nature of on-line, non-downloadable publications in the nature of reports featuring educational summaries relating to financial services, and newsletters featuring regulatory records, all of the foregoing relating to technical standards, consumer protection, the prevention of financial crime, and codes of conduct in the fields of financial services, financial markets and consumer credit, and none of the aforementioned services relating to the fostering, placement and care of children and young people; educational services, namely, arranging, organizing and conducting lectures in the field of financial services and regulation of financial services, arranging and conducting educational conferences, congresses, seminars, workshops, symposia, colloquia and exhibitions, all in the field of financial services and regulation of financial services, publishing of books and magazines, publication of electronic books and journals on-line in the field of financial services regulation, publication of printed matter, written works, books and texts in the field of finance, production of films, videos, tapes, video discs, radio and television shows featuring training, instruction and information relating to consumer financial education, financial services, regulation of financial services and financial crime awareness and prevention, and production of radio programs, television programs and programs broadcast via the internet relating to consumer financial education, financial services and regulation of financial services and financial crime awareness and prevention, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Description of Mark | The mark consists of the letters "FCA" in stylized form, enclosed within a square design. A slanted diagonal line divides the square design into three sections. The sections on the far left and the far right are dark with a wavy horizontal design: the section on the far left encloses the letter "F" and the section on the far right encloses the letter "A". The middle section is lighter and highlights the letter "C". |
| Goods and Services | Downloadable electronic publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, reports featuring agreements, undertakings and memoranda of understanding, warning notices, notices, rules and guidance, reports featuring educational summaries, and newsletters featuring regulatory records, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people; electronic publications recorded on computer media, namely, consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, agreements, reports featuring undertakings and memoranda of understanding, reports of warning notices, notices, rules and guidance, and newsletters featuring regulatory records and guidance to regulated firms and other market participants, downloadable databases with searchable business and financial information about financial services firms, said databases including reports featuring educational summaries of business and financial information about financial services firms, and downloadable searchable databases featuring educational information about risky investments and common scams, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people |
| Goods and Services | Printed matter, namely, brochures in the field of financial services and regulation, printed publications, namely, brochures in the field of financial services and regulation, periodicals, journals, handbooks, newsletters, pamphlets, books, forms, manuals, all in the field of financial services and regulation, and printed instructional and teaching material in the field of financial services and regulation, none of the aforementioned goods relating to the fostering, placement and care of children and young people |
| Goods and Services | Providing online forums for discussion of matters relating to financial services and products, financial services firms, consumers of financial services, or financial crime, webcasting services, transmission of digital files, providing multiple user access to data and databases, and advisory and assistance services all relating to the aforesaid, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Pseudo Mark | FINANCIAL CONDUCT AUTHORITY |
| Goods and Services | Financial affairs, namely, financial analysis and consultancy services, providing financial information relating to financial services businesses, providing financial information relating to rules, guidelines, policies and best practices applicable to financial services and specifically excluding legal advice, providing online, interactive databases featuring searchable financial information about financial services firms, financial risk assessment services, financial risk management services provided to consumers of financial services, investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business management, business administration, business management assistance and consultancy, computerized business information services, business consultancy, advisory, information and research services, compilation and systemization of information into computer databases, compilation of statistics, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Goods and Services | Formulation and monitoring of legal rules, guidelines, codes of conduct, policies and best practices for the financial services industry and in relation to financial products and services, including enforcement of disciplinary actions, and crime prevention advisory services, the foregoing actions taken in relation to investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, and providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| Goods and Services | Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | F - NOT AVAILABLE |
| Class Status Date | Friday, February 2, 2024 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | The Financial Conduct Authority |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | The Financial Conduct Authority |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | The Financial Conduct Authority |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Event Date | Event Description |
| Friday, February 2, 2024 | CANCELLED SECTION 71 |
| Friday, January 5, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, January 5, 2024 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Friday, January 5, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 5, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, September 30, 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, July 18, 2022 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Friday, November 10, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Monday, October 23, 2017 | FINAL DISPOSITION NOTICE SENT TO IB |
| Monday, October 23, 2017 | FINAL DISPOSITION PROCESSED |
| Wednesday, October 18, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Friday, October 13, 2017 | NOTIFICATION PROCESSED BY IB |
| Tuesday, July 18, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 2, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 2, 2017 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 12, 2017 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, April 12, 2017 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, April 12, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, March 24, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, March 11, 2017 | EXPARTE APPEAL TERMINATED |
| Saturday, March 11, 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 15, 2017 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, February 14, 2017 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, February 14, 2017 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, February 14, 2017 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, February 13, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, February 13, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, February 13, 2017 | NON-FINAL ACTION WRITTEN |
| Thursday, January 12, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 12, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 5, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, November 17, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 17, 2016 | NON-FINAL ACTION E-MAILED |
| Thursday, November 17, 2016 | NON-FINAL ACTION WRITTEN |
| Monday, October 24, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, October 24, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, October 24, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, July 22, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Wednesday, July 6, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, July 6, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Monday, June 20, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, June 20, 2016 | NON-FINAL ACTION E-MAILED |
| Monday, June 20, 2016 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 24, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 23, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 23, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Saturday, April 23, 2016 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED |
| Saturday, April 23, 2016 | CONTINUATION OF FINAL REFUSAL E-MAILED |
| Saturday, April 23, 2016 | ACTION CONTINUING A FINAL - COMPLETED |
| Wednesday, March 30, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, March 30, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 30, 2016 | ASSIGNED TO LIE |
| Friday, March 18, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, March 18, 2016 | EX PARTE APPEAL-INSTITUTED |
| Friday, March 18, 2016 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Friday, March 18, 2016 | EXPARTE APPEAL RECEIVED AT TTAB |
| Wednesday, October 7, 2015 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 7, 2015 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, September 21, 2015 | FINAL REFUSAL MAILED |
| Saturday, September 19, 2015 | FINAL REFUSAL WRITTEN |
| Wednesday, August 19, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 18, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 18, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, March 6, 2015 | REFUSAL PROCESSED BY IB |
| Wednesday, February 18, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Wednesday, February 18, 2015 | REFUSAL PROCESSED BY MPU |
| Wednesday, February 18, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Tuesday, February 17, 2015 | NON-FINAL ACTION WRITTEN |
| Wednesday, February 11, 2015 | APPLICATION FILING RECEIPT MAILED |
| Saturday, February 7, 2015 | ASSIGNED TO EXAMINER |
| Saturday, February 7, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, February 5, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |