| Serial Number | 98170807 |
| Word Mark | FALCON SQUARE CAPITAL |
| Filing Date | Friday, September 8, 2023 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 9, 2025 |
| Registration Number | 7941109 |
| Registration Date | Tuesday, September 9, 2025 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 1, 2024 |
| Description of Mark | The mark consists of a design of a falcon wing followed to the right are the stacked words "FALCON SQUARE CAPITAL". |
| Goods and Services | Financial services, namely, broker-dealer financial services in the fields of securities, stocks, bonds, and mutual funds; securities trading services in the field of fixed income securities; financial administration of client commission accounts; financial analysis, namely, financial modeling services; financial analysis; financial portfolio management services pertaining to the construction of bond portfolios for investors; securities underwriting, namely, underwriting the capital markets; securities underwriting, namely, fixed income underwriting; Investment services, namely, securities brokerage services and investment brokerage services; investment banking services; trading in securities; trading in securities, namely, trading services in debt capital markets; financial consulting in the field of investment portfolio management; Broker-dealer financial services in the field of securities, stocks, bonds, mutual funds; Financial investment brokerage services; Securities trade execution services; Financial research; Financial portfolio management |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, September 30, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, March 15, 2016 |
| First Use In Commerce Date | Tuesday, March 15, 2016 |
| Party Name | Falcon Square Capital, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Raleigh, NC 27607 |
| Party Name | Falcon Square Capital, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Raleigh, NC 27607 |
| Party Name | Falcon Square Capital, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Raleigh, NC 27607 |
| Event Date | Event Description |
| Saturday, May 4, 2024 | ASSIGNED TO EXAMINER |
| Tuesday, May 7, 2024 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 7, 2024 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 7, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 12, 2023 | NEW APPLICATION ENTERED |
| Saturday, September 30, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, October 3, 2023 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, July 17, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 18, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 17, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, August 20, 2024 | FINAL REFUSAL WRITTEN |
| Friday, August 23, 2024 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, August 23, 2024 | EXPARTE APPEAL RECEIVED AT TTAB |
| Friday, August 23, 2024 | EX PARTE APPEAL-INSTITUTED |
| Tuesday, August 20, 2024 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, August 20, 2024 | FINAL REFUSAL E-MAILED |
| Friday, August 23, 2024 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Sunday, August 25, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Sunday, August 25, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Sunday, August 25, 2024 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, August 27, 2024 | EXPARTE APPEAL TERMINATED |
| Wednesday, September 11, 2024 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 26, 2024 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, August 18, 2025 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, October 1, 2024 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 1, 2024 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, December 18, 2024 | USE AMENDMENT FILED |
| Wednesday, December 18, 2024 | TEAS STATEMENT OF USE RECEIVED |
| Monday, August 18, 2025 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, August 18, 2025 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, August 18, 2025 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, September 9, 2025 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 9, 2025 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |