EXPECTATIONAL CERTAINTY Trademark

Trademark Overview


On Tuesday, May 5, 2020, a trademark application was filed for EXPECTATIONAL CERTAINTY with the United States Patent and Trademark Office. The USPTO has given the EXPECTATIONAL CERTAINTY trademark a serial number of 88901346. The federal status of this trademark filing is SU - RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Thursday, November 9, 2023. This trademark is owned by Horizon Investments, LLC. The EXPECTATIONAL CERTAINTY trademark is filed in the Insurance & Financial Services and Computer & Software Services & Scientific Services categories with the following description:

Financial advisory and consultancy services, namely, planning and consulting services based on financial analyses of investment options, portfolio allocations, assets, and long-term goals

Providing a web-based service featuring technology that enables users to receive financial planning, consulting, and investment analysis
expectational certainty

General Information


Serial Number88901346
Word MarkEXPECTATIONAL CERTAINTY
Filing DateTuesday, May 5, 2020
Status814 - SU - RESPONSE AFTER NON-FINAL ACTION - ENTERED
Status DateThursday, November 9, 2023
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, July 28, 2020

Trademark Statements


Goods and ServicesFinancial advisory and consultancy services, namely, planning and consulting services based on financial analyses of investment options, portfolio allocations, assets, and long-term goals
Goods and ServicesProviding a web-based service featuring technology that enables users to receive financial planning, consulting, and investment analysis

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, May 15, 2020
Primary Code036
First Use Anywhere DateThursday, June 29, 2023
First Use In Commerce DateThursday, June 29, 2023

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateFriday, May 15, 2020
Primary Code042
First Use Anywhere DateThursday, June 29, 2023
First Use In Commerce DateThursday, June 29, 2023

Trademark Owner History


Party NameHorizon Investments, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressCharlotte, NC 28277

Party NameHorizon Investments, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressCharlotte, NC 28277

Trademark Events


Event DateEvent Description
Thursday, November 9, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, November 9, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, November 9, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Saturday, November 4, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Saturday, November 4, 2023NON-FINAL ACTION E-MAILED
Saturday, November 4, 2023SU - NON-FINAL ACTION - WRITTEN
Friday, August 4, 2023STATEMENT OF USE PROCESSING COMPLETE
Wednesday, August 2, 2023USE AMENDMENT FILED
Wednesday, August 2, 2023TEAS STATEMENT OF USE RECEIVED
Tuesday, May 2, 2023NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Monday, May 1, 2023SOU EXTENSION 5 GRANTED
Wednesday, March 22, 2023SOU EXTENSION 5 FILED
Wednesday, April 26, 2023NOTICE OF REVIVAL - E-MAILED
Wednesday, April 26, 2023SOU EXTENSION RECEIVED WITH TEAS PETITION
Wednesday, April 26, 2023PETITION TO REVIVE-GRANTED
Wednesday, April 26, 2023TEAS PETITION TO REVIVE RECEIVED
Monday, April 24, 2023ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILED
Monday, April 24, 2023ABANDONMENT - NO USE STATEMENT FILED
Friday, September 23, 2022NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Wednesday, September 21, 2022SOU EXTENSION 4 GRANTED
Wednesday, September 21, 2022SOU EXTENSION 4 FILED
Wednesday, September 21, 2022SOU TEAS EXTENSION RECEIVED
Friday, April 29, 2022NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Thursday, April 28, 2022SOU EXTENSION 3 GRANTED
Tuesday, March 22, 2022SOU EXTENSION 3 FILED
Wednesday, April 27, 2022CASE ASSIGNED TO INTENT TO USE PARALEGAL
Thursday, March 24, 2022NOTICE OF REVIVAL - E-MAILED
Wednesday, March 23, 2022SOU EXTENSION RECEIVED WITH TEAS PETITION
Wednesday, March 23, 2022PETITION TO REVIVE-GRANTED
Wednesday, March 23, 2022TEAS PETITION TO REVIVE RECEIVED
Saturday, September 4, 2021NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Thursday, September 2, 2021SOU EXTENSION 2 GRANTED
Thursday, September 2, 2021SOU EXTENSION 2 FILED
Thursday, September 2, 2021SOU TEAS EXTENSION RECEIVED
Tuesday, March 23, 2021NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Sunday, March 21, 2021SOU EXTENSION 1 GRANTED
Sunday, March 21, 2021SOU EXTENSION 1 FILED
Sunday, March 21, 2021SOU TEAS EXTENSION RECEIVED
Tuesday, September 22, 2020NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, July 28, 2020OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, July 28, 2020PUBLISHED FOR OPPOSITION
Wednesday, July 8, 2020NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Monday, June 22, 2020APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, June 16, 2020ASSIGNED TO EXAMINER
Friday, May 15, 2020NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, May 8, 2020NEW APPLICATION ENTERED