| Goods and Services | usiness support services to independent financial professionals, namely, business counseling being business consulting services; Back-office support, namely, office administrative services and providing office functions; Business efficiency expert services and business networking with similar businesses; Business development services for independent financial professionals, namely, strategic partner development; Provision of back-office and management services being office administration; Provision of compliance tracking and management services for business purposes, namely, financial record-keeping for regulatory compliance purposes, business consulting services in the field of regulation compliance; Back-office services for independent financial professionals, namely, business administration consulting and business records management; Consulting and customer analytics, namely, market analysis, process analytics in the nature of the development of processes for the implementation of strategy plans and management projects; Business consulting services for independent financial professionals, namely, business management and operation assistance to independent financial professionals in the fields of technology set up and maintenance, branding and marketing, and administrative and operational services; Business organization and operation consultancy for independent financial professionals, namely, office administration services, support staff services in the nature of providing office support staff, compensation review services being market analysis services to determine competitiveness of employee salaries, and business organization and operation consultation services; Providing technical aid and assistance to independent financial professionals in the operations of their businesses being business operation consulting services; Providing office support staff services for independent financial professionals and fee-based financial planning programs; Business administration and management, namely, commercial administration of insurance licensing for states being tracking and monitoring insurance compliance for business purposes and security registration for broker-dealer firms representatives and advisors in the nature of recording and registering the transfer of securities; Providing corporate services to independent financial professionals, namely, administering a program for enabling participants in the nature of independent financial advisors to obtain discount savings on third-party goods and services; Providing corporate services to independent financial professionals, namely, providing business advisory information and distribution of business advisory materials in connection therewith; Outsourcing services in the field of customer support; analysis in the nature of customer service management for independent financial professionals; Outsourcing services for providing customer services in the financial industry, namely, call center support being operation of telephone call centers for others and back-end processing being office administrative services for independent financial professionals; Providing sales consultation services to external third-party licensed broker dealer representatives and independent financial professionals, namely, providing business development services in the form of lead generation and marketing consultation for the sale of financial planning services and sale of insurance and investment products; On-line comprehensive professional networking services provided to independent financial professionals; Providing marketing support to independent financial professionals in the nature of providing marketing information and distribution of marketing materials in connection therewith; Direct marketing and telemarketing services for independent financial professionals and other entities providing similar services, namely, preparing mailing lists and customized promotional materials; Support services for independent financial professionals, namely, providing business consulting services in the nature of business optimization support for others via identifying workflow and business process efficiencies, identifying business growth opportunities and identifying business operations and staffing optimization models |
