| Serial Number | 85157853 |
| Word Mark | ETHICS, EDUCATION & EXPERIENCE |
| Filing Date | Thursday, October 21, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Thursday, February 3, 2022 |
| Registration Number | 3984822 |
| Registration Date | Tuesday, June 28, 2011 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 12, 2011 |
| Pseudo Mark | ETHICS, EDUCATION AND EXPERIENCE |
| Goods and Services | Estate planning; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial analysis and consultation; Financial asset management; Financial consultation; Financial consulting; Financial counseling services, namely, helping others build a better working relationship with their money; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial management; Financial planning; Financial planning and investment advisory services; Financial planning consultation; Financial planning for retirement; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial portfolio analysis services; Financial portfolio management; Financial risk management; Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, wealth management services; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Providing information and research in the field of finance and financial investments; Providing investors with financial information |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Thursday, February 3, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, January 1, 2005 |
| First Use In Commerce Date | Saturday, January 1, 2005 |
| Party Name | D3 MGMT LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60605 |
| Party Name | D3 Financial Counselors, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Downers Grove, IL 60515 |
| Party Name | D3 Financial Counselors, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Downers Grove, IL 60515 |
| Party Name | D3 Financial Counselors, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Downers Grove, IL 60515 |
| Event Date | Event Description |
| Friday, February 4, 2022 | NOTICE OF CANCELLATION SEC. 8 EMAILED |
| Thursday, February 3, 2022 | CANCELLED SEC. 8 (10-YR) |
| Wednesday, June 23, 2021 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Saturday, June 12, 2021 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Thursday, June 10, 2021 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Thursday, June 10, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, March 10, 2021 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, March 5, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Sunday, June 28, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, September 22, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, September 22, 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, September 22, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, July 14, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Thursday, July 14, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, June 28, 2016 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 28, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 12, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 12, 2011 | PUBLISHED FOR OPPOSITION |
| Tuesday, March 8, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, March 8, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, March 7, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, March 7, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, February 28, 2011 | ASSIGNED TO LIE |
| Thursday, February 17, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, February 7, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, February 7, 2011 | NON-FINAL ACTION E-MAILED |
| Monday, February 7, 2011 | NON-FINAL ACTION WRITTEN |
| Tuesday, February 1, 2011 | ASSIGNED TO EXAMINER |
| Wednesday, October 27, 2010 | NOTICE OF PSEUDO MARK MAILED |
| Tuesday, October 26, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, October 25, 2010 | NEW APPLICATION ENTERED IN TRAM |