ETF DIRECT Trademark

Trademark Overview

On Wednesday, August 20, 2014, a trademark application was filed for ETF DIRECT with the United States Patent and Trademark Office. The USPTO has given the ETF DIRECT trademark a serial number of 86372125. The federal status of this trademark filing is PARTIAL SECTION 8 ACCEPTED as of Wednesday, April 26, 2023. This trademark is owned by ConvergEx Execution Solutions LLC. The ETF DIRECT trademark is filed in the Insurance & Financial Services and Computer & Software Services & Scientific Services categories with the following description:

Providing financial trading and brokerage services on-line via the Internet involving exchange traded funds

[ Providing an automated platform as a service (PAAS) featuring computer services, namely, providing an automated computer web-based platform which allows for the execution of trades involving exchange traded funds; providing an on-line non-downloadable Internet-based system application featuring technology which allows for the execution of trades involving exchange traded funds ]
etf direct

General Information

Serial Number86372125
Word MarkETF DIRECT
Filing DateWednesday, August 20, 2014
Status704 - PARTIAL SECTION 8 ACCEPTED
Status DateWednesday, April 26, 2023
Registration Number4929263
Registration DateTuesday, March 29, 2016
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Goods and ServicesProviding financial trading and brokerage services on-line via the Internet involving exchange traded funds
NOT AVAILABLE"ETF"
Goods and Services[ Providing an automated platform as a service (PAAS) featuring computer services, namely, providing an automated computer web-based platform which allows for the execution of trades involving exchange traded funds; providing an on-line non-downloadable Internet-based system application featuring technology which allows for the execution of trades involving exchange traded funds ]

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, September 3, 2014
Primary Code036
First Use Anywhere DateSunday, August 30, 2015
First Use In Commerce DateSunday, August 30, 2015
International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status CodeB - Sec. 8 - Class(es) in a Multiple Class registration
Class Status DateWednesday, April 26, 2023
Primary Code042
First Use Anywhere DateSunday, August 30, 2015
First Use In Commerce DateSunday, August 30, 2015

Trademark Owner History

Party NameCOWEN AND COMPANY, LLC
Party Type32 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNEW YORK, NY 10022
Party NameCOWEN EXECUTION SERVICES LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNEW YORK, NY 10019
Party NameConvergEx Execution Solutions LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10019
Party NameConvergEx Execution Solutions LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10019

Trademark Events

Event DateEvent Description
Friday, December 5, 2014NOTIFICATION OF NON-FINAL ACTION E-MAILED
Saturday, August 23, 2014NEW APPLICATION ENTERED
Wednesday, September 3, 2014NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, December 5, 2014ASSIGNED TO EXAMINER
Friday, December 5, 2014NON-FINAL ACTION WRITTEN
Friday, December 5, 2014NON-FINAL ACTION E-MAILED
Tuesday, August 25, 2015TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, February 11, 2015TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, February 11, 2015CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, February 11, 2015TEAS/EMAIL CORRESPONDENCE ENTERED
Sunday, March 8, 2015NON-FINAL ACTION WRITTEN
Sunday, March 8, 2015NON-FINAL ACTION E-MAILED
Sunday, March 8, 2015NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, May 21, 2015ASSIGNED TO EXAMINER
Tuesday, August 25, 2015TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, August 25, 2015CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, January 15, 2016USE AMENDMENT ACCEPTED
Thursday, September 10, 2015FINAL REFUSAL WRITTEN
Thursday, September 10, 2015FINAL REFUSAL E-MAILED
Thursday, September 10, 2015NOTIFICATION OF FINAL REFUSAL EMAILED
Wednesday, January 13, 2016TEAS AMENDMENT OF USE RECEIVED
Wednesday, January 13, 2016TEAS REQUEST FOR RECONSIDERATION RECEIVED
Wednesday, January 13, 2016CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, January 13, 2016TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, January 14, 2016USE AMENDMENT FILED
Thursday, January 14, 2016AMENDMENT TO USE PROCESSING COMPLETE
Friday, January 15, 2016APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Tuesday, March 29, 2016REGISTERED-SUPPLEMENTAL REGISTER
Monday, March 29, 2021COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Monday, September 19, 2022TEAS SECTION 8 RECEIVED
Saturday, January 16, 2016NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Thursday, February 18, 2016ASSIGNED TO LIE
Monday, February 22, 2016LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, September 27, 2017AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, November 29, 2017ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, March 28, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Friday, November 25, 2022AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, April 24, 2023CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, April 26, 2023REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED
Wednesday, April 26, 2023NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Saturday, March 29, 2025COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Related Keywords

direct providing exchange traded involving funds computer featuring trades based allows