| Serial Number | 88468034 |
| Word Mark | ELMWOOD ASSET MANAGEMENT |
| Filing Date | Tuesday, June 11, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 31, 2019 |
| Registration Number | 5948887 |
| Registration Date | Tuesday, December 31, 2019 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 15, 2019 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "ASSET MANAGEMENT" |
| Description of Mark | The mark consists of a drawing of a large elm leaf; beneath the drawing is the word "ELMWOOD", printed in large uppercase letters above a solid horizontal line; beneath the solid line are the words "ASSET MANAGEMENT" printed in uppercase letters. |
| Goods and Services | Investment advisory services, namely, alternative investment management focusing on long-only investment strategies in the performing credit markets |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 24, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, August 16, 2018 |
| First Use In Commerce Date | Wednesday, May 8, 2019 |
| Party Name | Elmwood Asset Management LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | Elmwood Asset Management LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | Elmwood Asset Management LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Event Date | Event Description |
| Tuesday, December 31, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 15, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 15, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 25, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, September 12, 2019 | ASSIGNED TO LIE |
| Wednesday, September 11, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, September 11, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, September 11, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, September 11, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, September 11, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, September 3, 2019 | ASSIGNED TO EXAMINER |
| Tuesday, June 25, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, June 24, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, June 14, 2019 | NEW APPLICATION ENTERED IN TRAM |