| Serial Number | 88357702 |
| Word Mark | EF EDELMAN FINANCIAL ENGINES |
| Filing Date | Tuesday, March 26, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 18, 2020 |
| Registration Number | 5992540 |
| Registration Date | Tuesday, February 18, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 11, 2019 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "FINANCIAL" |
| Description of Mark | The mark consists of the word "EDELMAN" stacked above the words "FINANCIAL ENGINES", with the wording spaced to the right of a design consisting of truncated lines representing the letters "E" and "F". |
| Goods and Services | Downloadable electronic newsletters in the fields of business, finance, investment, and money management |
| Goods and Services | Printed materials, namely, newsletters, periodic reports, brochures, and customized investor reports in the fields of financial planning and education, business, finance, investment, money management, investment analysis, portfolio allocation, and recommendations for selecting specific financial instruments; Notepads; Pens |
| Goods and Services | Financial consultancy services in the nature of financial advice, analysis, education, and guidance;Investment advisory services; Investment management, planning, and advice services; Financial analysis and research services; Investment management services featuring the management of an account holder's mutual fund investments to provide a periodic payment at a predetermined level to the account holder; Providing information via a global computer network in the fields of finance, money management, financial planning, and financial investments; Financial services, namely, financial planning, financial planning for retirement, financial investment analysis, financial portfolio analysis services, financial research, and financial consultations featuring recommendations for selecting specific financial instruments; Financial services offered via a global computer network, namely, financial planning, financial investment analysis, financial portfolio analysis services, financial research, and financial consultations featuring recommendations for selecting specific financial instruments; Financial planning services; Financial investment for others in the fields of securities, mutual funds; Financial retirement trust management services; Financial asset administration; Financial asset management, namely, asset acquisition, asset utilization, and asset allocation services for others; Fiduciary representative services |
| Goods and Services | Entertainment services in the nature of an ongoing program in the fields of mutual funds, personal finance, and financial planning and advice, broadcast over radio, television, and the Internet; Educational services, namely, conducting online classes, seminars, conferences, and workshops in the fields of business, finance, investment, money management, and financial planning; Online electronic newsletters delivered by email in the field of personal finance and financial planning; Providing online nondownloadable newsletters in the fields of business, finance, investment, and money management |
| Goods and Services | Providing an interactive website featuring technology that allows users to schedule a call with a financial advisor, manage investments, and upload and download documents in the fields of financial and retirement planning, investment analysis, and portfolio allocation |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 12, 2019 |
| Primary Code | 009 |
| First Use Anywhere Date | Wednesday, October 16, 2019 |
| First Use In Commerce Date | Wednesday, October 16, 2019 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 12, 2019 |
| Primary Code | 016 |
| First Use Anywhere Date | Monday, October 14, 2019 |
| First Use In Commerce Date | Monday, October 14, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 12, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 14, 2019 |
| First Use In Commerce Date | Monday, October 14, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 12, 2019 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, October 14, 2019 |
| First Use In Commerce Date | Monday, October 14, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 12, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, October 14, 2019 |
| First Use In Commerce Date | Monday, October 14, 2019 |
| Party Name | Edelman Financial Engines, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Sunnyvale, CA 94089 |
| Party Name | Edelman Financial Engines, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Sunnyvale, CA 94089 |
| Party Name | Edelman Financial Engines, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Sunnyvale, CA 94089 |
| Event Date | Event Description |
| Tuesday, February 18, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 14, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, January 13, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, December 26, 2019 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, December 13, 2019 | USE AMENDMENT FILED |
| Thursday, December 26, 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, December 13, 2019 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, August 6, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, June 11, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 11, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 22, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, May 1, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, April 25, 2019 | ASSIGNED TO EXAMINER |
| Saturday, April 13, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, April 12, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, March 29, 2019 | NEW APPLICATION ENTERED IN TRAM |