| Serial Number | 85646170 |
| Word Mark | EDGERISK CONTROLS |
| Filing Date | Thursday, June 7, 2012 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 3, 2020 |
| Registration Number | 4344062 |
| Registration Date | Tuesday, May 28, 2013 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 22, 2013 |
| Disclaimer with Predetermined Text | "CONTROLS" |
| Goods and Services | Providing temporary use of non-downloadable graphical user interface software for use in providing pre-trade risk management controls featuring various configurable parameters, namely, the ability to restrict trading in pre and post market sessions, short sales, short sales exempt and ISOs, the ability to set maximum notional value per order and maximum quantity per order, the ability to set duplicative order checks and sub-penny limit order checks and other features for use in stock market pre-trading support to assist users with regulatory compliance obligations arising in connection with the Market Access Rule |
| Pseudo Mark | EDGE RISK CONTROLS |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 3, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, November 26, 2012 |
| First Use In Commerce Date | Monday, November 26, 2012 |
| Party Name | CBOE BATS, LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60605 |
| Party Name | BATS GLOBAL MARKETS, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | LENEXA, KS 66214 |
| Party Name | Direct Edge Holdings LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Jersey City, NJ 07310 |
| Party Name | Direct Edge Holdings LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Jersey City, NJ 07310 |
| Party Name | Direct Edge Holdings LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Jersey City, NJ 07310 |
| Event Date | Event Description |
| Friday, January 3, 2020 | CANCELLED SEC. 8 (6-YR) |
| Monday, May 28, 2018 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, January 24, 2018 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, August 3, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, August 3, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 15, 2017 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, March 9, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, February 12, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, May 28, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, April 25, 2013 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, April 24, 2013 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Tuesday, April 23, 2013 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, April 15, 2013 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, March 20, 2013 | USE AMENDMENT FILED |
| Monday, April 15, 2013 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 20, 2013 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 19, 2013 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 22, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 22, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 2, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, December 14, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, December 14, 2012 | ASSIGNED TO LIE |
| Friday, November 30, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, November 30, 2012 | EXAMINER'S AMENDMENT ENTERED |
| Friday, November 30, 2012 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, November 30, 2012 | EXAMINERS AMENDMENT E-MAILED |
| Friday, November 30, 2012 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, November 14, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, November 14, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, November 14, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, September 25, 2012 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 25, 2012 | NON-FINAL ACTION E-MAILED |
| Tuesday, September 25, 2012 | NON-FINAL ACTION WRITTEN |
| Monday, September 24, 2012 | ASSIGNED TO EXAMINER |
| Tuesday, June 19, 2012 | NOTICE OF PSEUDO MARK MAILED |
| Monday, June 18, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, June 11, 2012 | NEW APPLICATION ENTERED IN TRAM |