
| Serial Number | 98131867 |
| Word Mark | DYNASTY RIA FUND, LLC |
| Filing Date | Monday, August 14, 2023 |
| Status | 731 - SECOND EXTENSION - GRANTED |
| Status Date | Monday, December 8, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 26, 2024 |
| NOT AVAILABLE | "RIA FUND, LLC" |
| Goods and Services | Financial services, namely, investment fund transfer and transaction services; investment fund management services; Management of a capital investment fund; Management of private equity funds; Investment advisory services; development and operation of financial, investment and financial and investment advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; provision of financial services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; Providing investment advisory services to Registered Investment Advisors and Registered Investment Advisor businesses; Investment advisory services provided to Registered Investment Advisors (RIA) and Registered Investment Advisor (RIA) businesses in regard to the development and operation of financial investment businesses |
| Goods and Services | Development and operation of financial business, investment business and business advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, business management assistance in the establishment and operation of financial advisory firms; Provision of business services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, consulting, advisory, development, operation, and strategic planning services related to business management and business operations |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 2, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 13, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33701 |
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33701 |
| Event Date | Event Description |
| Thursday, August 17, 2023 | NEW APPLICATION ENTERED |
| Wednesday, September 13, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, December 9, 2023 | ASSIGNED TO EXAMINER |
| Sunday, December 10, 2023 | NON-FINAL ACTION WRITTEN |
| Sunday, December 10, 2023 | NON-FINAL ACTION E-MAILED |
| Sunday, December 10, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 11, 2024 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Monday, March 11, 2024 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Monday, June 10, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, October 2, 2024 | ASSIGNED TO LIE |
| Wednesday, October 2, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, October 2, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, October 31, 2024 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 20, 2024 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 26, 2024 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 26, 2024 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 7, 2025 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, July 2, 2025 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, July 2, 2025 | SOU EXTENSION 1 FILED |
| Wednesday, July 2, 2025 | SOU EXTENSION 1 GRANTED |
| Thursday, July 3, 2025 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, December 8, 2025 | SOU TEAS EXTENSION RECEIVED |
| Monday, December 8, 2025 | SOU EXTENSION 2 FILED |
| Monday, December 8, 2025 | SOU EXTENSION 2 GRANTED |
| Tuesday, December 9, 2025 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |