DYNASTY RIA FUND, LLC Trademark
Trademark Overview
On Monday, August 14, 2023, a trademark application was filed for DYNASTY RIA FUND, LLC with the United States Patent and Trademark Office. The USPTO has given the DYNASTY RIA FUND, LLC trademark a serial number of 98131867. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Sunday, December 10, 2023. This trademark is owned by Dynasty Financial Partners, LLC. The DYNASTY RIA FUND, LLC trademark is filed in the Insurance & Financial Services category with the following description:
Financial services, namely, investment fund transfer and transaction services; investment fund management services; management of an investment fund for investment advisory services; development and operation of financial investment fund for investment advisory services, namely, Registered Investment Advisor (RIA) services and businesses
General Information
| Serial Number | 98131867 |
| Word Mark | DYNASTY RIA FUND, LLC |
| Filing Date | Monday, August 14, 2023 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Sunday, December 10, 2023 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial services, namely, investment fund transfer and transaction services; investment fund management services; management of an investment fund for investment advisory services; development and operation of financial investment fund for investment advisory services, namely, Registered Investment Advisor (RIA) services and businesses |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 13, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, January 1, 2023 |
| First Use In Commerce Date | Sunday, January 1, 2023 |
Trademark Owner History
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33701 |
Trademark Events
| Event Date | Event Description |
| Thursday, August 17, 2023 | NEW APPLICATION ENTERED |
| Wednesday, September 13, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Sunday, December 10, 2023 | NON-FINAL ACTION WRITTEN |
| Saturday, December 9, 2023 | ASSIGNED TO EXAMINER |
| Sunday, December 10, 2023 | NON-FINAL ACTION E-MAILED |
| Sunday, December 10, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 11, 2024 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Monday, March 11, 2024 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Monday, June 10, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
