DYNASTY RIA FUND, LLC Trademark

Trademark Overview


On Monday, August 14, 2023, a trademark application was filed for DYNASTY RIA FUND, LLC with the United States Patent and Trademark Office. The USPTO has given the DYNASTY RIA FUND, LLC trademark a serial number of 98131867. The federal status of this trademark filing is SECOND EXTENSION - GRANTED as of Monday, December 8, 2025. This trademark is owned by Dynasty Financial Partners, LLC. The DYNASTY RIA FUND, LLC trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Financial services, namely, investment fund transfer and transaction services; investment fund management services; Management of a capital investment fund; Management of private equity funds; Investment advisory services; development and operation of financial, investment and financial and investment advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; provision of financial services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; Providing investment advisory services to Registered Investment Advisors and Registered Investment Advisor businesses; Investment advisory services provided to Registered Investment Advisors (RIA) and Registered Investment Advisor (RIA) businesses in r...

Development and operation of financial business, investment business and business advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, business management assistance in the establishment and operation of financial advisory firms; Provision of business services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, consulting, advisory, development, operation, and strategic planning services related to business management and business operations
dynasty ria fund, llc

General Information


Serial Number98131867
Word MarkDYNASTY RIA FUND, LLC
Filing DateMonday, August 14, 2023
Status731 - SECOND EXTENSION - GRANTED
Status DateMonday, December 8, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 26, 2024

Trademark Statements


NOT AVAILABLE"RIA FUND, LLC"
Goods and ServicesFinancial services, namely, investment fund transfer and transaction services; investment fund management services; Management of a capital investment fund; Management of private equity funds; Investment advisory services; development and operation of financial, investment and financial and investment advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; provision of financial services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; Providing investment advisory services to Registered Investment Advisors and Registered Investment Advisor businesses; Investment advisory services provided to Registered Investment Advisors (RIA) and Registered Investment Advisor (RIA) businesses in regard to the development and operation of financial investment businesses
Goods and ServicesDevelopment and operation of financial business, investment business and business advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, business management assistance in the establishment and operation of financial advisory firms; Provision of business services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, consulting, advisory, development, operation, and strategic planning services related to business management and business operations

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, October 2, 2024
Primary Code035
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, September 13, 2023
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History


Party NameDynasty Financial Partners, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressSt. Petersburg, FL 33701

Party NameDynasty Financial Partners, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressSt. Petersburg, FL 33701

Trademark Events


Event DateEvent Description
Thursday, August 17, 2023NEW APPLICATION ENTERED
Wednesday, September 13, 2023NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Saturday, December 9, 2023ASSIGNED TO EXAMINER
Sunday, December 10, 2023NON-FINAL ACTION WRITTEN
Sunday, December 10, 2023NON-FINAL ACTION E-MAILED
Sunday, December 10, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, March 11, 2024APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
Monday, March 11, 2024APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
Monday, June 10, 2024TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, October 2, 2024ASSIGNED TO LIE
Wednesday, October 2, 2024CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, October 2, 2024TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, October 31, 2024APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, November 20, 2024NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, November 26, 2024PUBLISHED FOR OPPOSITION
Tuesday, November 26, 2024OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, January 7, 2025NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Wednesday, July 2, 2025SOU TEAS EXTENSION RECEIVED
Wednesday, July 2, 2025SOU EXTENSION 1 FILED
Wednesday, July 2, 2025SOU EXTENSION 1 GRANTED
Thursday, July 3, 2025NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Monday, December 8, 2025SOU TEAS EXTENSION RECEIVED
Monday, December 8, 2025SOU EXTENSION 2 FILED
Monday, December 8, 2025SOU EXTENSION 2 GRANTED
Tuesday, December 9, 2025NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED