| Serial Number | 88712256 |
| Word Mark | DYNASTY: ADVISOR TO CEO |
| Filing Date | Monday, December 2, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 8, 2020 |
| Registration Number | 6214597 |
| Registration Date | Tuesday, December 8, 2020 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, September 22, 2020 |
| Goods and Services | Financial and investment services, namely, financial portfolio management services, financial planning services, investment management services; Investment advisory services, namely, Registered Investment Advisor (RIA) services; Providing an internet website portal in the field of financial and investment services and financial portfolio management |
| Goods and Services | Platform as a service (PAAS) featuring computer software platforms for use in providing wealth management advisors end client financial information; Platform as a service (PAAS) featuring computer software platforms for connecting wealth management advisors and clients |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 7, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, November 25, 2019 |
| First Use In Commerce Date | Monday, November 25, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 7, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, November 25, 2019 |
| First Use In Commerce Date | Monday, November 25, 2019 |
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33701 |
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33701 |
| Party Name | Dynasty Financial Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Event Date | Event Description |
| Friday, April 23, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, April 23, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 23, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 23, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, April 23, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, December 8, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Friday, December 4, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, December 4, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, December 4, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, December 4, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, December 4, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, September 22, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 22, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 2, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, August 14, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, July 30, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 29, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, July 29, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, March 11, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, March 11, 2020 | NON-FINAL ACTION E-MAILED |
| Wednesday, March 11, 2020 | NON-FINAL ACTION WRITTEN |
| Wednesday, March 11, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, March 3, 2020 | ASSIGNED TO EXAMINER |
| Saturday, December 7, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, December 5, 2019 | NEW APPLICATION ENTERED IN TRAM |