| Serial Number | 79279960 |
| Word Mark | DWS ESG ENGINE |
| Filing Date | Thursday, November 14, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 2, 2021 |
| Registration Number | 6258699 |
| Registration Date | Tuesday, February 2, 2021 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 17, 2020 |
| Goods and Services | Downloadable and pre-recorded project management software for the use by financial advisors for producing financial models; downloadable database management software for use by financial advisors; downloadable computer software for producing financial models; software downloadable from the Internet for use by financial advisors for producing financial models and managing databases; downloadable and pre-recorded software in the nature of data processing and analysis software for the use by financial advisors for producing financial models; downloadable and pre-recorded computer software using artificial intelligence and machine learning software for machine learning for the financial industry; downloadable and pre-recorded computer software using artificial intelligence, namely, analysis artificial intelligence software, for software development for the financial industry; downloadable and pre-recorded software using artificial intelligence for machine learning for the financial industry |
| Goods and Services | Telecommunications access services, namely, provision of access to financial content and financial databases |
| Pseudo Mark | DWS ENVIRONMENTAL SOCIAL AND GOVERNANCE ENGINE |
| Goods and Services | Capital investment services; insurance consultation; financial affairs, namely, financial management services; monetary affairs, namely, financial information, management and analysis services; real estate affairs, namely, real estate investments and real estate management |
| Goods and Services | Business data analysis, research and information services for the financial industry; assistance in business matters, namely, business management and administrative services in the nature of business appraisals and evaluations for the financial industry; advertising, marketing, and sales promotion in the field of financial products and financial services; updating and maintenance of data in computer databases for producing financial models; compilation and systemization of business data in computer databases for the evaluation of financial products; computer file management for the evaluation of financial products; business research into computer files for third parties for the evaluation of financial products; creating statistics, namely, compilation of statistics for business purposes in the financial industry; providing business advice in the field of management issues, specifically, engagement and improvement of assessment criteria for financial products |
| NOT AVAILABLE | "ESG ENGINE" |
| Goods and Services | Scientific and technological services, namely, scientific research and analysis in the field of assessment criteria for financial products; computer-assisted industrial analysis services, namely, analysis of financial information and assessment criteria for financial products; computer software development, computer programming development and implementation of software for others for the evaluation of financial products; computer software consultancy for the financial industry; computer programming for the evaluation of financial products; software as a service (SAAS) services featuring software for use in database management for the evaluation of financial products; data duplication and conversion services, namely, media duplication of data and data conversion of electronic information for the financial industry; integration of computer systems for the financial industry; consultancy services for the design and implementation of computer-assisted information systems for businesses for the financial industry; computer services, namely, integration of computer software into multiple systems and networks for the financial industry; technical support in the software field, namely, troubleshooting of computer software problems for the financial industry; provision of online support services for users of computer programs, namely, computer technology support services in the nature of help desk services for the financial industry |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 4, 2020 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 4, 2020 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 4, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 4, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 4, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | DWS Investment GmbH |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | DE |
| Party Name | DWS Investment GmbH |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | DE |
| Party Name | DWS Investment GmbH |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | DE |
| Event Date | Event Description |
| Wednesday, March 4, 2020 | ASSIGNED TO EXAMINER |
| Tuesday, March 10, 2020 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Thursday, February 27, 2020 | SN ASSIGNED FOR SECT 66A SUBSEQ DESIG FROM IB |
| Wednesday, March 4, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, March 9, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, March 10, 2020 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, March 25, 2020 | REFUSAL PROCESSED BY MPU |
| Tuesday, September 1, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, October 6, 2020 | NON-FINAL ACTION E-MAILED |
| Wednesday, March 25, 2020 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, April 10, 2020 | REFUSAL PROCESSED BY IB |
| Friday, May 1, 2020 | LIMITATION OF GOODS RECEIVED FROM IB |
| Wednesday, May 20, 2020 | LIMITATION FROM THE IB - REQUEST EXAM REVIEW |
| Tuesday, September 1, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, September 2, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 6, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, October 6, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 7, 2020 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, October 28, 2020 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Saturday, November 14, 2020 | NOTIFICATION PROCESSED BY IB |
| Wednesday, October 7, 2020 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, October 7, 2020 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, October 7, 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, October 14, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, October 28, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, October 28, 2020 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, November 17, 2020 | PUBLISHED FOR OPPOSITION |
| Friday, May 7, 2021 | FINAL DISPOSITION PROCESSED |
| Thursday, February 29, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, February 29, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, February 29, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, November 17, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 2, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Sunday, May 2, 2021 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Friday, May 7, 2021 | FINAL DISPOSITION NOTICE SENT TO IB |
| Sunday, May 30, 2021 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Thursday, February 29, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, September 17, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, September 17, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, September 17, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, July 25, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, July 25, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, July 25, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, February 29, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |