| Serial Number | 85900020 |
| Word Mark | DUNDEE SECURITIES INC |
| Filing Date | Wednesday, April 10, 2013 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 14, 2022 |
| Registration Number | 4766759 |
| Registration Date | Tuesday, July 7, 2015 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 21, 2015 |
| Description of Mark | The mark consists of the word "DUNDEE" on top of the words "SECURITIES INC", to the left of the mark appearing six chevron designs pointing upward to the right. |
| Goods and Services | FINANCIAL ASSET MANAGEMENT; FINANCIAL PORTFOLIO MANAGEMENT; INVESTMENT MANAGEMENT; ESTABLISHING MUTUAL FUNDS FOR OTHERS; MUTUAL FUND PLANNING SERVICES; MANAGEMENT OF MUTUAL FUNDS; MANAGEMENT OF CAPITAL INVESTMENT FUNDS, PRIVATE EQUITY FUNDS; INVESTMENT ADVISORY SERVICES; FINANCIAL INVESTMENT BROKERAGE SERVICES; REAL ESTATE FUNDS INVESTMENT SERVICES; REAL ESTATE MANAGEMENT SERVICES; FINANCIAL ADVISORY AND CONSULTANCY SERVICES; FINANCIAL PLANNING; INSURANCE ADMINISTRATION IN THE FIELDS OF LIFE INSURANCE, ACCIDENTAL DEATH INSURANCE, AND HEALTH INSURANCE; BANKING SERVICES; ESTATE PLANNING; INVESTMENT BANKING SERVICES; SECURITIES UNDERWRITING; FINANCIAL CONSULTING AND ADVISING IN THE FIELD OF MERGERS AND ACQUISITIONS; FINANCIAL RESTRUCTURING SERVICES; STOCK EXCHANGE QUOTATION AND LISTING SERVICES; SECURITIES BROKERAGE; SECURITIES TRADING FOR OTHERS; FINANCIAL INVESTMENT ANALYSIS AND STOCK RESEARCH; FINANCIAL RESEARCH; COMMODITIES BROKERAGE; MERCHANT BANKING SERVICES; PRIVATE EQUITY CONSULTANT SERVICES |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | PREPARING FINANCIAL REPORTS FOR OTHERS; PREPARING RESEARCH REPORTS FOR INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING, INVESTMENT AND EXPLORATION SERVICES RELATING TO OIL, GAS AND MINING RESOURCES |
| Disclaimer with Predetermined Text | "SECURITIES INC" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 14, 2022 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 14, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Dundee Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Toronto, Ontario M5C2V9 CA |
| Party Name | Dundee Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Toronto, Ontario M5C2V9 CA |
| Party Name | Dundee Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Toronto, Ontario M5C2V9 CA |
| Event Date | Event Description |
| Friday, January 14, 2022 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, July 7, 2020 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, March 31, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 7, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 21, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 21, 2015 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 1, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 17, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, March 16, 2015 | ASSIGNED TO LIE |
| Monday, March 9, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, March 7, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 6, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 6, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, September 13, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Saturday, September 13, 2014 | NON-FINAL ACTION E-MAILED |
| Saturday, September 13, 2014 | NON-FINAL ACTION WRITTEN |
| Thursday, September 11, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, September 11, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 8, 2014 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Monday, August 4, 2014 | NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED |
| Monday, August 4, 2014 | INQUIRY TO SUSPENSION E-MAILED |
| Monday, August 4, 2014 | SUSPENSION INQUIRY WRITTEN |
| Monday, August 4, 2014 | SUSPENSION CHECKED ¿ TO ATTORNEY FOR ACTION |
| Wednesday, January 29, 2014 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Wednesday, January 29, 2014 | LETTER OF SUSPENSION E-MAILED |
| Wednesday, January 29, 2014 | SUSPENSION LETTER WRITTEN |
| Wednesday, January 29, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, January 29, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 23, 2014 | ASSIGNED TO LIE |
| Friday, January 10, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 30, 2013 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, July 30, 2013 | NON-FINAL ACTION E-MAILED |
| Tuesday, July 30, 2013 | NON-FINAL ACTION WRITTEN |
| Wednesday, July 24, 2013 | ASSIGNED TO EXAMINER |
| Wednesday, April 17, 2013 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, April 16, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, April 13, 2013 | NEW APPLICATION ENTERED IN TRAM |