| Serial Number | 90675729 |
| Word Mark | DOLFIN |
| Filing Date | Tuesday, April 27, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 4, 2023 |
| Registration Number | 7015103 |
| Registration Date | Tuesday, April 4, 2023 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 17, 2023 |
| Goods and Services | Providing training in the fields of financial crimes compliance (FCC) and mitigation, financial integrity and fraud, financial sanctions risks and risk management, and global regulatory requirements and compliance; providing continuing education courses, and providing training of financial professionals for certification in the fields of financial crimes compliance (FCC) and mitigation, financial integrity and fraud, financial sanctions risks and risk management, and global regulatory requirements and compliance; providing online training courses, seminars, conferences, workshops, webinars, podcasts, publications, namely, summaries, newsletters and alerts, news articles, blogs, and training of financial professionals for certification in the fields of financial crimes compliance (FCC) and mitigation, integrity, fraud, sanctions risk, global regulatory requirements and compliance, trends and current regulatory developments, enforcement actions, institutional implications, audits, and risk management; educational services, namely, arranging and conducting classes, seminars, conferences, workshops, webinars, podcasts, publications, namely, summaries, newsletters and alerts, news articles and blogs, and training of financial professionals for certification in the fields of financial crimes compliance (FCC) and mitigation, integrity, fraud, sanctions risks, global regulatory requirements and compliance, trends and current regulatory developments, enforcement actions, institutional implications, audits, and risk management and distribution of training material in connection therewith; providing training courses, seminars, conferences, workshops, webinars, podcasts, publications, namely, summaries, newsletters and alerts, news articles and blogs, and training of financial professionals for certification in the fields of financial crimes compliance (FCC) and mitigation, anti-money laundering (AML), combating the financing of terrorism (CFT), sanctions, anti-bribery and corruption (ABC), export controls, cybersecurity, and fraud; training in global regulatory requirements and responsibilities in the fields of financial crimes compliance (FCC) and mitigation, namely, anti-money laundering (AML), combating the financing of terrorism (CFT), sanctions, anti-bribery and corruption (ABC), export controls, cybersecurity, and fraud; providing online learning libraries, podcasts, articles, webinars, publications, namely, summaries, newsletters and alerts, educational materials, namely, online non-downloadable instruction videos and written modules, online reference materials, namely, glossary, database, maps, and trackers in the fields of financial crimes compliance (FCC) and mitigation, financial integrity and fraud, financial sanctions risks and risk management, global regulatory requirements and compliance, trends and current regulatory developments, enforcement actions, institutional implications, audits, risk management, anti-money laundering (AML), combating the financing of terrorism (CFT), anti-bribery and corruption (ABC), export controls, and cybersecurity; educational services, namely, providing web-based, collaborative, and customizable training for certification of financial institutions, enterprises, regulators, auditors, and practitioners in the fields of financial crimes compliance (FCC) and mitigation, financial integrity and fraud, financial sanctions risks and risk management, global regulatory requirements and compliance, trends and current regulatory developments, enforcement actions, institutional implications, audits, risk management, anti-money laundering (AML), combating the financing of terrorism (CFT), anti-bribery and corruption (ABC), export controls, and cybersecurity; providing online and in-person training and certification courses for certified financial planners (CFP) |
| Description of Mark | The mark consists of a stylized orb, filled with squares, within a stylized dolphin, and the letters "DOLFIN" to the right. |
| Pseudo Mark | DOLPHIN |
| Goods and Services | Expert analyses in the fields of financial crimes compliance (FCC) and mitigation, anti-money laundering (AML), combating the financing of terrorism (CFT), sanctions, anti-bribery and corruption (ABC), export controls, cybersecurity, and fraud |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, August 2, 2021 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, August 31, 2019 |
| First Use In Commerce Date | Saturday, August 31, 2019 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 4, 2022 |
| Primary Code | 045 |
| First Use Anywhere Date | Saturday, August 31, 2019 |
| First Use In Commerce Date | Saturday, August 31, 2019 |
| Party Name | DOLFIN ACADEMY LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WASHINGTON, DC 20036 |
| Party Name | K2 Integrity Holdings, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10017 |
| Party Name | K2 Integrity Holdings, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10022 |
| Party Name | K2 Integrity Holdings, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Friday, April 30, 2021 | NEW APPLICATION ENTERED |
| Monday, August 2, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 3, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, September 29, 2021 | ASSIGNED TO EXAMINER |
| Monday, October 11, 2021 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Monday, October 11, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, October 20, 2021 | NON-FINAL ACTION WRITTEN |
| Wednesday, October 20, 2021 | NON-FINAL ACTION E-MAILED |
| Wednesday, October 20, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, December 14, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, December 14, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, December 14, 2021 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Tuesday, December 14, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, February 3, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 3, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, February 4, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 4, 2022 | FINAL REFUSAL WRITTEN |
| Wednesday, May 4, 2022 | FINAL REFUSAL E-MAILED |
| Wednesday, May 4, 2022 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, November 2, 2022 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, November 2, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, November 3, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, December 14, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, December 28, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 17, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 17, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 4, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 4, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, May 23, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, May 23, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 23, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 23, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Tuesday, May 23, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 23, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, June 20, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |