| Serial Number | 87813032 |
| Word Mark | DMS GOVERNANCE. RISK. COMPLIANCE. |
| Filing Date | Tuesday, February 27, 2018 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Monday, October 28, 2019 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | NOT AVAILABLE |
| Indication of Colors claimed | The color(s) blue and gray is/are claimed as a feature of the mark. |
| Description of Mark | The mark consists of blue capital sans-serif letters "D", "M", "S" above gray capital sans-serif words "GOVERNANCE", "RISK", "COMPLIANCE", all in Avenir typeface. |
| Goods and Services | Personnel placement and recruitment, namely, the provision of individuals to act as directors, managers or officers of entities to provide management direction of an entity with which the service provider has no material relationship; business administration, accounting and financial statement preparation services to investment fund vehicles, namely, open and closed ended funds, hedge funds, private equity funds and managed accounts |
| Goods and Services | Transfer agency services rendered to issuers of investment securities, namely, open and closed ended funds, hedge funds, private equity funds and managed accounts |
| Goods and Services | Education and training services in the fields of finance, business and law, namely, arranging and conducting colloquiums, conferences, seminars, symposiums, workshops and exhibitions in the fields of finance, business and law |
| Goods and Services | Legal services, namely, providing advice on multi-national financial laws |
| Pseudo Mark | DMS GOVERNANCE RISK COMPLIANCE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 7, 2018 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, January 15, 2016 |
| First Use In Commerce Date | Friday, January 15, 2016 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 7, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, January 15, 2016 |
| First Use In Commerce Date | Friday, January 15, 2016 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 7, 2018 |
| Primary Code | 041 |
| First Use Anywhere Date | Friday, January 15, 2016 |
| First Use In Commerce Date | Friday, January 15, 2016 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 7, 2018 |
| Primary Code | 045 |
| First Use Anywhere Date | Friday, January 15, 2016 |
| First Use In Commerce Date | Friday, January 15, 2016 |
| Party Name | DMS GOVERNANCE LTD. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 11 - Company |
| Address | GRAND CAYMAN KY1-1108 KY |
| Party Name | DMS Governance |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Georgetown, Cayman, NY 10036 |
| Event Date | Event Description |
| Monday, October 28, 2019 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| Monday, October 28, 2019 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Wednesday, April 24, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, April 1, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 1, 2019 | NON-FINAL ACTION E-MAILED |
| Monday, April 1, 2019 | NON-FINAL ACTION WRITTEN |
| Tuesday, March 5, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, March 5, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 28, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, February 1, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, February 1, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, February 1, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, February 1, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, October 2, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, October 2, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, October 2, 2018 | NON-FINAL ACTION WRITTEN |
| Friday, September 7, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, September 7, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, September 7, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, June 13, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, June 13, 2018 | NON-FINAL ACTION E-MAILED |
| Wednesday, June 13, 2018 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 12, 2018 | ASSIGNED TO EXAMINER |
| Thursday, May 31, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 31, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 22, 2018 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Tuesday, May 22, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 15, 2018 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Tuesday, May 15, 2018 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Wednesday, April 11, 2018 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Wednesday, April 4, 2018 | ASSIGNED TO LIE |
| Thursday, March 22, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, March 22, 2018 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Friday, March 16, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, March 7, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, March 2, 2018 | NEW APPLICATION ENTERED IN TRAM |