| Serial Number | 85148821 |
| Word Mark | DIRECTIONAL ALPHA |
| Filing Date | Friday, October 8, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, April 29, 2022 |
| Registration Number | 4043211 |
| Registration Date | Tuesday, October 18, 2011 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 19, 2011 |
| Goods and Services | Investment management and financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial, trading, and investment information services in the nature of a financial index, securities analysis, classification and reporting services, fund investing services, namely, investment of funds of others, consultation and advisory in the field of investing, maintaining escrow accounts for investments; financial consultancy services, namely, providing financial advice to accredited investors, high net worth individuals, and other investors; fundraising services, namely, raising capital for hedge funds, private equity, venture capital funds, and funds for others; research in the field of investing; financial planning, financial analysis and consultation, monetary consultation, monetary exchange, cash management, asset management; investment management, namely, investments in securities, fixed income and bonds, foreign exchange rates, financial derivatives, financially distressed or under performing assets and/or companies, acceptance of trusts, namely, estate trust management and trust management accounts, investment advice, financial risk management; fund management, namely, securities trading and investing services for others via the Internet, the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder, financial management of collective investment schemes, off-shore funds, domestic funds, hedge funds, private equity funds, venture capital funds, long-short funds, arbitrage funds, convertible funds, distressed debt funds, market neutral funds, multi-strategy funds, event-driven funds, and real-estate funds; financial portfolio management and asset allocation; corporate finance and mergers and acquisitions investments and advisory services, securities investment and financial management, namely, management of unit trusts and investment companies; securities trading in investments, stocks, unit trust securities, bonds, exchange-traded-funds (ETF), warrants, options, futures and other derivatives and over-the-counter derivatives; investment advising to others concerning investments in intangible business assets, both directly and indirectly through other entities; financial management; financial asset and investment management; financial appraisal, evaluation and analysis, namely, consultation relating to the appraisal of investments; provision of financial information, financial research, investment and financial research and advisory; commodity investment and advice; equity capital investment; financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, portfolio management, trading, rebalancing; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and funds for equities, derivatives, foreign exchange rates and fixed income investments |
| Disclaimer with Predetermined Text | "ALPHA" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, April 29, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, September 2, 2011 |
| First Use In Commerce Date | Friday, September 2, 2011 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Bethesda, MD 20817 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | North Bethesda, MD 20852 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | North Bethesda, MD 20852 |
| Event Date | Event Description |
| Friday, April 29, 2022 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Sunday, October 18, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Saturday, June 8, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, June 8, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Saturday, June 8, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, January 23, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Tuesday, January 23, 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Monday, January 22, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, January 4, 2018 | TEAS SECTION 8 RECEIVED |
| Thursday, January 4, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, October 18, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 13, 2011 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED |
| Saturday, September 10, 2011 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Thursday, September 8, 2011 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, September 7, 2011 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, September 2, 2011 | USE AMENDMENT FILED |
| Wednesday, September 7, 2011 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, September 2, 2011 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, June 14, 2011 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 19, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 30, 2011 | NOTICE OF PUBLICATION |
| Saturday, March 12, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, March 12, 2011 | ASSIGNED TO LIE |
| Tuesday, February 22, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Sunday, February 20, 2011 | WITHDRAWAL OF ATTORNEY GRANTED |
| Sunday, February 20, 2011 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED |
| Monday, February 7, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, February 5, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, February 5, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, January 27, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, January 27, 2011 | NON-FINAL ACTION E-MAILED |
| Thursday, January 27, 2011 | NON-FINAL ACTION WRITTEN |
| Wednesday, January 19, 2011 | ASSIGNED TO EXAMINER |
| Wednesday, October 13, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, October 12, 2010 | NEW APPLICATION ENTERED IN TRAM |