DIRECT BROKER Trademark
Trademark Overview
On Friday, May 10, 1996, a trademark application was filed for DIRECT BROKER with the United States Patent and Trademark Office. The USPTO has given the DIRECT BROKER trademark a serial number of 75102556. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Saturday, January 21, 2006. This trademark is owned by Stephens Inc.. The DIRECT BROKER trademark is filed in the Insurance & Financial Services category with the following description:
financial services in the field of securities trading, namely, enabling clients to obtain quotes, enter orders, obtain account balances and order research via telephone and personal computer
General Information
| Serial Number | 75102556 |
| Word Mark | DIRECT BROKER |
| Filing Date | Friday, May 10, 1996 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, January 21, 2006 |
| Registration Number | 2239192 |
| Registration Date | Tuesday, April 13, 1999 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 29, 1997 |
Trademark Statements
| Disclaimer with Predetermined Text | "BROKER" |
| Goods and Services | financial services in the field of securities trading, namely, enabling clients to obtain quotes, enter orders, obtain account balances and order research via telephone and personal computer |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, January 21, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 15, 1998 |
| First Use In Commerce Date | Tuesday, September 15, 1998 |
Trademark Owner History
| Party Name | Stephens Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Little Rock, AR 72201 |
| Party Name | Stephens Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Little Rock, AR 72201 |
| Party Name | Stephens Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Little Rock, AR 72201 |
Trademark Events
| Event Date | Event Description |
| Saturday, January 21, 2006 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, April 13, 1999 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, February 10, 1999 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, February 9, 1999 | ASSIGNED TO EXAMINER |
| Wednesday, January 27, 1999 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, January 5, 1999 | USE AMENDMENT FILED |
| Monday, August 3, 1998 | EXTENSION 2 GRANTED |
| Tuesday, July 14, 1998 | EXTENSION 2 FILED |
| Tuesday, March 17, 1998 | EXTENSION 1 GRANTED |
| Thursday, January 22, 1998 | EXTENSION 1 FILED |
| Tuesday, July 22, 1997 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 29, 1997 | PUBLISHED FOR OPPOSITION |
| Friday, March 28, 1997 | NOTICE OF PUBLICATION |
| Monday, March 3, 1997 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 28, 1997 | EXAMINER'S AMENDMENT MAILED |
| Thursday, January 16, 1997 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, November 8, 1996 | NON-FINAL ACTION MAILED |
| Monday, November 4, 1996 | ASSIGNED TO EXAMINER |
