| Serial Number | 86367601 |
| Word Mark | DELIVERING ON THE PROMISE OF SMART BETA |
| Filing Date | Friday, August 15, 2014 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, November 4, 2022 |
| Registration Number | 4942123 |
| Registration Date | Tuesday, April 19, 2016 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 6, 2015 |
| Goods and Services | Financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund; Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; financial asset allocation and portfolio construction; financial planning for financial asset allocation; Financial services, namely, funds investment; investment of funds for others; providing financial planning and investment strategy information and analysis services for others; Financial asset management and investment strategy consulting services |
| Disclaimer with Predetermined Text | "SMART BETA" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, November 4, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, June 30, 2014 |
| First Use In Commerce Date | Monday, June 30, 2014 |
| Party Name | Research Affiliates, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Research Affiliates, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Research Affiliates, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Event Date | Event Description |
| Friday, November 4, 2022 | CANCELLED SEC. 8 (6-YR) |
| Monday, April 19, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, May 7, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 7, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, April 19, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, March 12, 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Friday, March 11, 2016 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, February 19, 2016 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, January 14, 2016 | USE AMENDMENT FILED |
| Friday, February 19, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, January 14, 2016 | TEAS STATEMENT OF USE RECEIVED |
| Saturday, September 5, 2015 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Thursday, September 3, 2015 | SOU EXTENSION 1 GRANTED |
| Thursday, September 3, 2015 | SOU EXTENSION 1 FILED |
| Thursday, September 3, 2015 | TEAS EXTENSION RECEIVED |
| Tuesday, March 3, 2015 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 6, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 6, 2015 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 17, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, December 3, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, December 2, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 2, 2014 | ASSIGNED TO EXAMINER |
| Friday, October 24, 2014 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, October 24, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 21, 2014 | ASSIGNED TO LIE |
| Monday, October 20, 2014 | PAPER RECEIVED |
| Tuesday, August 26, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, August 19, 2014 | NEW APPLICATION ENTERED IN TRAM |