
| Serial Number | 88221123 |
| Word Mark | DEFINED RISK STRATEGY |
| Filing Date | Friday, December 7, 2018 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Sunday, June 7, 2020 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Advisory services relating to mutual funds; Financial advisory and consultancy services, namely, financial asset management and investment management services; Investment advisory services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, December 30, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, June 30, 1997 |
| First Use In Commerce Date | Monday, June 30, 1997 |
| Party Name | Swan Global Investments, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Durango, CO 81301 |
| Event Date | Event Description |
| Monday, June 8, 2020 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| Sunday, June 7, 2020 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Monday, November 25, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 25, 2019 | NON-FINAL ACTION E-MAILED |
| Monday, November 25, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, October 31, 2019 | ASSIGNED TO EXAMINER |
| Friday, September 13, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, September 13, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, September 13, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, March 14, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2019 | NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, March 14, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2019 | NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, March 7, 2019 | ASSIGNED TO EXAMINER |
| Sunday, December 30, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, December 11, 2018 | NEW APPLICATION ENTERED IN TRAM |