DAIWA SECURITIES GROUP Trademark
Trademark Overview
On Tuesday, August 28, 2001, a trademark application was filed for DAIWA SECURITIES GROUP with the United States Patent and Trademark Office. The USPTO has given the DAIWA SECURITIES GROUP trademark a serial number of 76306497. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, April 22, 2011. This trademark is owned by KABUSHIKI KAISHA DAIWA SHOKEN GROUP HONSHA. The DAIWA SECURITIES GROUP trademark is filed in the Insurance & Financial Services category with the following description:
financial services, namely trading, buying and selling securities, securities brokerage, and underwriting securities for others; management of customer accounts for securities; securities trustee services, namely holding and managing ownership of securities for others; securities investment custodial services; performing swap transactions for others; issuance and sales of pass-through and mortgage securities for others; and financial management services for subsidiary companies; management services for the pension plans for employees of subsidiary companies
General Information
| Serial Number | 76306497 |
| Word Mark | DAIWA SECURITIES GROUP |
| Filing Date | Tuesday, August 28, 2001 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, April 22, 2011 |
| Registration Number | 2886975 |
| Registration Date | Tuesday, September 21, 2004 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 15, 2002 |
Trademark Statements
| Disclaimer with Predetermined Text | "SECURITIES GROUP" |
| Description of Mark | The mark is depicted with a bird in white with yellow and gold shading on its lower wing, white lettering with a gold line between the Japanese and English wording, and a red rectangular background with darker gradations of red toward the bottom of the mark. |
| Goods and Services | financial services, namely trading, buying and selling securities, securities brokerage, and underwriting securities for others; management of customer accounts for securities; securities trustee services, namely holding and managing ownership of securities for others; securities investment custodial services; performing swap transactions for others; issuance and sales of pass-through and mortgage securities for others; and financial management services for subsidiary companies; management services for the pension plans for employees of subsidiary companies |
| Lining/Stippling Statement | The colors red, gold and yellow are claimed as features of the mark. |
| Translation of Words in Mark | The transliteration of the wording in the mark is "DAIWA SHOKEN GROUP". The English translation of the wording in the mark is "GREAT HARMONY", "SECURITIES", and "GROUP". |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, April 22, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, July 23, 2001 |
| First Use In Commerce Date | Friday, April 5, 2002 |
Trademark Owner History
| Party Name | KABUSHIKI KAISHA DAIWA SHOKEN GROUP HONSHA |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 09 - Joint Stock Company |
| Address | Tokyo
JP |
| Party Name | KABUSHIKI KAISHA DAIWA SHOKEN GROUP HONSHA |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 09 - Joint Stock Company |
| Address | Tokyo
JP |
| Party Name | KABUSHIKI KAISHA DAIWA SHOKEN GROUP HONSHA |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 09 - Joint Stock Company |
| Address | Tokyo
JP |
Trademark Events
| Event Date | Event Description |
| Friday, April 22, 2011 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, September 21, 2004 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 13, 2004 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, June 9, 2004 | FINAL REFUSAL MAILED |
| Tuesday, April 20, 2004 | ASSIGNED TO EXAMINER |
| Monday, April 19, 2004 | CASE FILE IN TICRS |
| Friday, March 12, 2004 | NON-FINAL ACTION MAILED |
| Wednesday, January 28, 2004 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, December 19, 2003 | USE AMENDMENT FILED |
| Friday, December 19, 2003 | PAPER RECEIVED |
| Thursday, July 3, 2003 | EXTENSION 1 GRANTED |
| Thursday, July 3, 2003 | EXTENSION 1 FILED |
| Monday, July 7, 2003 | PAPER RECEIVED |
| Tuesday, January 7, 2003 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, October 15, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 25, 2002 | NOTICE OF PUBLICATION |
| Thursday, May 30, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, May 10, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, May 10, 2002 | PAPER RECEIVED |
| Monday, November 19, 2001 | NON-FINAL ACTION MAILED |
| Tuesday, October 30, 2001 | ASSIGNED TO EXAMINER |
