DAFNA Trademark

Trademark Overview


On Tuesday, March 21, 2006, a trademark application was filed for DAFNA with the United States Patent and Trademark Office. The USPTO has given the DAFNA trademark a serial number of 78842464. The federal status of this trademark filing is REGISTERED AND RENEWED as of Wednesday, February 22, 2017. This trademark is owned by D3 Capital Management, LLC. The DAFNA trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, establishing mutual funds for others; a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investment; funds investment; investment of funds for others; management of a capital investment fund; mutual fund investment
dafna

General Information


Serial Number78842464
Word MarkDAFNA
Filing DateTuesday, March 21, 2006
Status800 - REGISTERED AND RENEWED
Status DateWednesday, February 22, 2017
Registration Number3309585
Registration DateTuesday, October 9, 2007
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 7, 2006

Trademark Statements


Goods and ServicesFinancial services, namely, establishing mutual funds for others; a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investment; funds investment; investment of funds for others; management of a capital investment fund; mutual fund investment

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, March 27, 2006
Primary Code036
First Use Anywhere DateSunday, April 30, 2006
First Use In Commerce DateSunday, April 30, 2006

Trademark Owner History


Party NameDAFNA CAPITAL MANAGEMENT, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressLOS ANGELES, CA 90024

Party NameDAFNA CAPITAL MANAGEMENT, LLC
Party Type21 - New Owner After Publication
Legal Entity Type16 - Limited Liability Company
AddressLOS ANGELES, CA 90024

Party NameD3 Capital Management, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressLos Angeles, CA 90024

Party NameD3 Capital Management, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressLos Angeles, CA 90024

Trademark Events


Event DateEvent Description
Wednesday, February 22, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, February 22, 2017REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Wednesday, February 22, 2017REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, February 21, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, December 20, 2016TEAS SECTION 8 & 9 RECEIVED
Tuesday, December 20, 2016TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, July 11, 2013NOTICE OF ACCEPTANCE OF SEC. 8 - MAILED
Wednesday, July 10, 2013REGISTERED - SEC. 8 (6-YR) ACCEPTED
Wednesday, December 19, 2012REGISTERED - SEC. 8 (6-YR) FILED
Thursday, June 20, 2013TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Monday, December 31, 2012POST REGISTRATION ACTION MAILED - SEC. 8
Monday, December 31, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, December 19, 2012TEAS SECTION 8 RECEIVED
Wednesday, December 19, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, October 9, 2007REGISTERED-PRINCIPAL REGISTER
Tuesday, September 4, 2007LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, September 4, 2007ASSIGNED TO LIE
Wednesday, July 25, 2007ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Wednesday, July 25, 2007STATEMENT OF USE PROCESSING COMPLETE
Monday, April 30, 2007USE AMENDMENT FILED
Monday, April 30, 2007TEAS STATEMENT OF USE RECEIVED
Wednesday, April 25, 2007AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, January 30, 2007NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, November 7, 2006PUBLISHED FOR OPPOSITION
Wednesday, October 18, 2006NOTICE OF PUBLICATION
Friday, September 22, 2006LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, September 18, 2006ASSIGNED TO LIE
Friday, September 8, 2006APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, September 6, 2006ASSIGNED TO EXAMINER
Monday, March 27, 2006NEW APPLICATION ENTERED IN TRAM