| Serial Number | 77074140 |
| Word Mark | COWEN AND COMPANY |
| Filing Date | Tuesday, January 2, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, September 12, 2018 |
| Registration Number | 3500636 |
| Registration Date | Tuesday, September 16, 2008 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 1, 2008 |
| Goods and Services | Banking services; financial management, namely, management of financial and monetary accounts and management of means of payment for firms, institutional investors and banks, management of financial flows of capital, asset management, financial forecasting; financial services, namely, investment banking and institutional banking services; management of transactions and trading in corporate securities; offering structured products and derivatives, options trading; providing financial assistance, advisory services, and managerial services in connection with public offerings; security brokerage services; equity underwriting and convertible underwriting services; private equity services, namely, financial advisory in the field of private equity, private equity financial investments, private equity investment funds, and private equity financing |
| Goods and Services | Business management and advisory services; Acquisition and merger consultation and advisory services |
| Disclaimer with Predetermined Text | "AND COMPANY" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, October 26, 2007 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, November 30, 1917 |
| First Use In Commerce Date | Friday, November 30, 1917 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, January 5, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 30, 1917 |
| First Use In Commerce Date | Friday, November 30, 1917 |
| Party Name | COWEN INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10022 |
| Party Name | COWEN GROUP, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10022 |
| Party Name | Cowen and Company, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10020 |
| Party Name | Cowen and Company, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10020 |
| Party Name | Cowen and Company, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10020 |
| Event Date | Event Description |
| Monday, August 8, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, August 8, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, August 8, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, September 12, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, September 12, 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, September 12, 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, September 12, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, September 4, 2018 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 16, 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, July 12, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, November 8, 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, November 8, 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, October 18, 2013 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Saturday, November 2, 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, October 18, 2013 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, June 25, 2013 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, December 28, 2010 | REVIEW OF CORRESPONDENCE COMPLETE |
| Tuesday, December 28, 2010 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, October 14, 2010 | PAPER RECEIVED |
| Wednesday, December 24, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, September 16, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 1, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 11, 2008 | NOTICE OF PUBLICATION |
| Friday, May 23, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, May 15, 2008 | ASSIGNED TO LIE |
| Thursday, May 15, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, May 12, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 12, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 12, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, May 2, 2008 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, May 2, 2008 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, April 9, 2008 | WITHDRAWAL OF ATTORNEY GRANTED |
| Wednesday, April 9, 2008 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED |
| Wednesday, November 14, 2007 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, November 14, 2007 | NON-FINAL ACTION E-MAILED |
| Wednesday, November 14, 2007 | NON-FINAL ACTION WRITTEN |
| Friday, October 26, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, October 26, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, October 26, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 31, 2007 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, May 31, 2007 | ASSIGNED TO LIE |
| Monday, May 14, 2007 | PAPER RECEIVED |
| Friday, April 27, 2007 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Friday, April 27, 2007 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Monday, April 23, 2007 | ASSIGNED TO EXAMINER |
| Friday, January 5, 2007 | NEW APPLICATION ENTERED IN TRAM |