| Serial Number | 77863105 |
| Word Mark | COWEN |
| Filing Date | Monday, November 2, 2009 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, February 24, 2017 |
| Registration Number | 3915063 |
| Registration Date | Tuesday, February 1, 2011 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 24, 2010 |
| Amendment to a Registration/Renewal Certificate | In the statement, line 34, through line 35, is deleted. The drawing is amended to appear as follows: COWEN |
| Goods and Services | Banking services; financial management, namely, management of financial and monetary accounts and management of means of payment for firms, institutional investors and banks; financial management, namely, management of financial flows of capital, asset management, fund investment management and investment trust management; financial forecasting; financial services, namely, investment banking and institutional banking services; financial management of transactions and trading in corporate securities; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, derivatives, and other securities, and the investment of funds of others; financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities in connection with public offerings; financial advisory services and financial management services in connection with public offerings; security brokerage services; annuity underwriting, namely, equity underwriting and convertible underwriting services; private equity services, namely, financial consultation in the fields of private equity, private equity financial investments, private equity investment funds, and private equity financing; hedge fund investment services |
| Goods and Services | Business management and advisory services; Acquisition and merger consultation and advisory services |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, November 5, 2009 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, February 15, 2006 |
| First Use In Commerce Date | Wednesday, February 15, 2006 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, November 5, 2009 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, February 15, 2006 |
| First Use In Commerce Date | Wednesday, February 15, 2006 |
| Party Name | COWEN INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10022 |
| Party Name | Cowen Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10022 |
| Party Name | Cowen Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10017 |
| Party Name | Cowen Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10017 |
| Event Date | Event Description |
| Thursday, September 8, 2022 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Monday, August 8, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, August 8, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, August 8, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, July 27, 2022 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Wednesday, July 13, 2022 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Friday, December 17, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, July 30, 2021 | TEAS SECTION 7 REQUEST RECEIVED |
| Friday, July 30, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, February 1, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, July 12, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, February 24, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, February 24, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, February 23, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, December 16, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, February 1, 2016 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 25, 2013 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 1, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 28, 2010 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, December 27, 2010 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Thursday, December 23, 2010 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, December 2, 2010 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, November 16, 2010 | USE AMENDMENT FILED |
| Thursday, December 2, 2010 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, November 16, 2010 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, October 19, 2010 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Thursday, October 14, 2010 | PAPER RECEIVED |
| Tuesday, August 24, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 24, 2010 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 21, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, July 15, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, July 15, 2010 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, July 15, 2010 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, July 15, 2010 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, July 15, 2010 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, July 14, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 14, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 13, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, February 8, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, February 8, 2010 | NON-FINAL ACTION E-MAILED |
| Monday, February 8, 2010 | NON-FINAL ACTION WRITTEN |
| Friday, February 5, 2010 | ASSIGNED TO EXAMINER |
| Wednesday, January 13, 2010 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Saturday, January 23, 2010 | LEGAL INSTRUMENT EXAMINER (LIE) - CORRECTION |
| Saturday, January 23, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, January 23, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, January 23, 2010 | ASSIGNED TO LIE |
| Wednesday, January 13, 2010 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Thursday, November 5, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, November 5, 2009 | NEW APPLICATION ENTERED IN TRAM |