| Serial Number | 79169524 |
| Word Mark | CONNECTING MARKETS EAST & WEST |
| Filing Date | Tuesday, November 4, 2014 |
| Status | 708 - PARTIAL SECTION 71 & 15 ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, May 1, 2023 |
| Registration Number | 5066338 |
| Registration Date | Tuesday, October 25, 2016 |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, August 9, 2016 |
| Pseudo Mark | CONNECTING MARKETS EAST AND WEST |
| Goods and Services | Mutual funds brokerage; mutual funds investment; [ financial services, namely, issuance and sales of beneficiary securities of contractual-type investment trust; financial trust administration; trust management accounts; trust services, namely, investment and trust company services; real estate investment trust management services; provision of information relating to financial trust administration, trust management accounts, trust services, namely, investment and trust company services and real estate investment trust management services; providing services as a security agent, namely, administrative agents for trust asset of investment trust fund; financial services, namely, issuance of beneficiary securities; payment processing services in the field of dividend from trust asset and redemption money of trust asset; ] capital investment; [ consulting as to capital investment and provision of information as to capital investment; ] search and analysis of securities investment; capital investment management services; management of portfolios for capital investment; analysis of capital investment; financial analysis and consultation; financial evaluation for insurance, banking and real estate purposes; financial management; [ financial services, namely, acceptance of deposits, substitute bond issuance and acceptance of fixed interval installment deposits; ] loans financing and discount of bills; [ currency exchange services, namely, domestic exchange settlement; financial liability guarantees and acceptance of bills; ] securities lending; [ acquisition and transfer of monetary claims; financial custody services, namely, safekeeping of valuables including securities and precious metals for financial management purposes; money exchange services; trusteeship representatives services of financial futures contracts; trusteeship representative services of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; ] agencies in the field of bond subscriptions; [ foreign exchange transactions; issuing letters-of-credit; ] brokerage for hire-purchase; brokerage of loan credit, consumer credit and carbon credit; Brokerage services in the nature of buying and selling of securities; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage of entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies for brokerage of entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies for brokerage of entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; financial investment services, namely, public offering, administering the issuance, underwriting and distribution of securities; providing stock market information; [ agencies for commodity futures trading; ] financial information in the field of investment as to securities; investment advice, namely, advice as to capital investment based on investment advisory agreement and capital investment based on discretionary investment contract; financial asset management; [ financial consulting services, namely, consultancy and advice as to asset formation, servicing and management, and provision of information as to asset formation, servicing and management; ] financial services, namely, research as to securities investment; [ life insurance brokerage; life insurance underwriting; insurance agencies for insurance other than life insurance; claim adjustment in the field of insurance, other than for life-insurance; insurance underwriting in the field of accident insurance, agricultural insurance, dental health insurance, fire insurance, earthquake insurance, health insurance, healthcare insurance, marine accidents insurance, marine insurance, marine fire insurance, marine transportation insurance, medical insurance, real estate insurance and other insurance than life insurance; insurance premium rate computing; providing information in the field of real estate; providing financial assessment services of company credit; financial custody services, namely, undertaking of fine gold deposit for financial management purposes; financial management of employee pension plans; ] charitable fund raising; [ rental of paper money and coin counting or processing machines; rental of cash dispensers or automated-teller machines; ] provision of financial information; financial research as to financial and securities market and provision of information as to financial and securities markets |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | [ Advertising and publicity services; ] [ business management analysis, business consultancy and business administration services; marketing research services; provision of information relating to business management, business enterprise, business, economics and commerce; business management and administration; marketing services; provision of economics information and statistical information; research and analysis in field of economics trends and provision of information thereof; ] economic forecasting and analysis; [ analysis and forecasting as to economic performance and consultancy thereof; ] research and analysis in field of economics and business; [ analysis of economic performance statistics; business consulting, namely, analyzing economic situations and business situations and advising on the economic impact of particular business operations and provision of information relating thereto; compilation of statistics; statistical analysis and reporting services for business purposes; provision of statistical information relating to sale of goods, consumers' expenditure, economic forecasting and market analysis; compiling and analyzing statistics, data and other sources of information for business purposes; business management consulting as to business statistics; business management consulting and advice as to organization management and personnel management in working places and companies; business management advice and consultancy as to shakeout and organization management of organizations and companies; business management consulting, planning, advice and provision of information as to business strategy and management organization; business management consulting, support and advice as to business management, business operation and business organization; business consulting, analysis, and advice as to business organization; business management consulting, advice, and provision of information as to personnel management and organization management; business consulting and advice as to operational efficiency improvement; business efficiency expert services; business management consulting, analysis and advice as to office work management in companies; business consulting, advice and analysis as to increasing workers' incentive to work; business consulting; business marketing consulting services; government relations consultancy and analysis services as to public administration management and business of government and local governments; ] business consulting, namely, providing advice as to business management for offering of stock to the public; business consulting, namely, planning and advising businesses regarding offering of stock to the public, and appraisal and calculation of stock; business consulting, namely, providing analysis and advice as to business management for offering of stock to the public to private companies; business management consulting and advice as to capital policy of business; [ assessment, research and consulting as to business management and administration; consulting as to business management; ] business consulting as to sales, acquisition and merger of companies [ ; research as to economic and business issues; research as to economic trend in foreign countries and regions for business purposes ] |
| Goods and Services | [ Designing of machines, apparatus, instruments including their parts or systems composed of such machines, apparatus and instruments; computer software design, computer programming, and maintenance of computer software; technological advice relating to computers, automobiles and design of industrial machines; rental of computers; technical writing for others, namely, preparation of manuals for computers and computer program; leasing of computer programs; leasing of application software; leasing of computer software; hosting the web sites of others on a computer server for a global computer network; temporary electronic storage services, namely, rental of web servers; computer services, namely, cloud hosting provider services; server hosting; consulting services, namely, research, analysis and advice as to computer software design, computer programming, or maintenance of computer software; provision of information as to computer software design, computer programming, or maintenance of computer software; computer services, namely, configuration, enhancement and addition of computer software; design and planning of electronic communications networks; consulting services, namely, research, analysis and advice of communication network system; design, creating and maintenance of computer system; consulting services, namely, research, analysis and advice relating to design, creating and maintenance of computer system; provision of information as to design, creating and maintenance of computer system; creating and maintaining web sites for others; providing non-downloadable computer software for information processing; creating home pages on the Internet for others; rental of access time to computer database; rental of servers for the Internet; technical support services, namely, troubleshooting in the nature of diagnosing faults and performing virus checks of computer software; technical support services, namely, computer system audit; computer security consultancy, namely, diagnosis and consulting as to security of computer network system; computer security consultancy, namely, diagnosis and consulting as to security of electronic communication network system; computer services, namely, monitoring and reporting on the performance, availability, and errors of software of others; computer consultancy, namely, providing advice as to verification and quality control for computer software; monitoring of computer systems by remote access to ensure proper functioning; monitoring of electronic communications networks by remote access to ensure proper functioning; providing non-downloadable computer software for data processing ] |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, August 5, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, August 5, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Monday, May 1, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | NOMURA HOLDINGS, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 103-8645 JP |
| Party Name | NOMURA HOLDINGS, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Party Name | NOMURA HOLDINGS, INC. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Event Date | Event Description |
| Thursday, July 30, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Wednesday, August 5, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, August 5, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, August 11, 2015 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, August 12, 2015 | NON-FINAL ACTION WRITTEN |
| Thursday, August 13, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Friday, August 14, 2015 | REFUSAL PROCESSED BY MPU |
| Friday, August 14, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, September 4, 2015 | REFUSAL PROCESSED BY IB |
| Thursday, February 11, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 11, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, February 12, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 4, 2016 | FINAL REFUSAL WRITTEN |
| Friday, March 4, 2016 | FINAL REFUSAL E-MAILED |
| Friday, March 4, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Friday, June 24, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, June 24, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, June 25, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, July 1, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, July 20, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, July 20, 2016 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, July 20, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, August 9, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 9, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 25, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Friday, October 28, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Wednesday, January 25, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Thursday, January 26, 2017 | FINAL DISPOSITION PROCESSED |
| Thursday, January 26, 2017 | FINAL DISPOSITION NOTICE SENT TO IB |
| Friday, July 14, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, March 23, 2018 | CORRECTION TRANSACTION RECEIVED FROM IB |
| Wednesday, April 25, 2018 | CORRECTION FROM IB ENTERED - NO REVIEW REQUIRED |
| Monday, October 25, 2021 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Wednesday, October 12, 2022 | TEAS SECTION 71 & 15 RECEIVED |
| Tuesday, November 1, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, November 3, 2022 | OFFICE ACTION ISSUED POU1 |
| Wednesday, April 26, 2023 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Monday, May 1, 2023 | REGISTERED - PARTIAL SEC. 71 ACCEPTED & SEC. 15 ACK. |
| Monday, May 1, 2023 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| Monday, January 1, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Friday, January 12, 2024 | INVALIDATION PROCESSED |
| Friday, September 13, 2024 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, August 9, 2024 | INTERNATIONAL REGISTRATION RENEWED |
| Saturday, January 13, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
| Tuesday, February 13, 2024 | PARTIAL INVALIDATION PROCESSED BY THE IB |