| Serial Number | 90975474 |
| Word Mark | COMPOUND KINGS |
| Filing Date | Saturday, July 18, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 21, 2021 |
| Registration Number | 6495241 |
| Registration Date | Tuesday, September 21, 2021 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, December 8, 2020 |
| Goods and Services | Financial services, namely, operation and management of exchange-traded funds for others; Financial investment brokerage services, namely, distribution of exchange-traded funds; Financial administration of exchange-traded funds; Financial investment brokerage services, namely, offering and administering exchange-traded funds; Investment management in the fields of exchange-traded funds; Financial investment brokerage services, namely, issuance and provision of financial products and investment products in the nature of exchange-traded funds; Financial advisory and consultancy services, namely, exchange-traded fund consultation services, advisory services, investment services, financial planning services, development capital funding services, financial research services, and financial analysis services; Investment brokerage, namely, providing exchange-traded fund services in the nature of exchange traded funds brokerage and investment; Securities brokerage services; Securities trading and investing services for others via the internet; Providing investment fund and financial advisory services; Providing financial services with respect to securities and other financial instruments and products, namely, providing financial market news and commentary; Providing financial information in the field of investment opportunities and financial analysis; Providing an interactive website and on-line computer database in the fields of finance information, investment advisory services, investment management, and financial management; Providing educational information, namely, providing financial information in the fields of investing, finance, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing stock market information |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 14, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, December 30, 2020 |
| First Use In Commerce Date | Wednesday, December 30, 2020 |
| Party Name | UpHoldings Group LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Nashville, TN 37215 |
| Party Name | UpHoldings Group LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Nashville, TN 37215 |
| Party Name | UpHoldings Group LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | San Francisco, CA 94110 |
| Event Date | Event Description |
| Tuesday, September 21, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, August 18, 2021 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, August 17, 2021 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, August 17, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 17, 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 17, 2021 | ASSIGNED TO LIE |
| Thursday, August 12, 2021 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, August 10, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, August 10, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, August 10, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, August 9, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, August 9, 2021 | NON-FINAL ACTION E-MAILED |
| Monday, August 9, 2021 | SU - NON-FINAL ACTION - WRITTEN |
| Thursday, August 5, 2021 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, July 16, 2021 | USE AMENDMENT FILED |
| Thursday, August 5, 2021 | DIVISIONAL PROCESSING COMPLETE |
| Friday, July 16, 2021 | DIVISIONAL REQUEST RECEIVED |
| Monday, August 2, 2021 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, July 16, 2021 | TEAS REQUEST TO DIVIDE RECEIVED |
| Friday, July 16, 2021 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, February 2, 2021 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, December 8, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 8, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 18, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, November 4, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 4, 2020 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, November 4, 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, November 4, 2020 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, November 4, 2020 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, November 3, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, November 3, 2020 | NON-FINAL ACTION E-MAILED |
| Tuesday, November 3, 2020 | NON-FINAL ACTION WRITTEN |
| Monday, November 2, 2020 | ASSIGNED TO EXAMINER |
| Friday, August 14, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Wednesday, July 22, 2020 | NEW APPLICATION ENTERED IN TRAM |