| Serial Number | 97131183 |
| Word Mark | COMPLYSCI |
| Filing Date | Thursday, November 18, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, August 22, 2023 |
| Registration Number | 7141736 |
| Registration Date | Tuesday, August 22, 2023 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 6, 2023 |
| Goods and Services | Educational services, namely, providing non-downloadable webinars in the field of regulatory compliance requirements, Senior Managers and Certification Regime, and business conflicts of interest; providing online newsletter via email in the fields of regulatory compliance in the fields of banking, finance, securities, auditing, risk management, and accounting industries |
| Goods and Services | Downloadable white papers in the fields of regulatory compliance in the field of banking, finance, securities, auditing, risk management, and accounting industries; downloadable electronic newsletters delivered by email in the field of regulatory compliance in the banking finance, securities, auditing, risk management, and accounting industries |
| Pseudo Mark | COMPLIANCE SCIENCE |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, April 17, 2023 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, July 12, 2016 |
| First Use In Commerce Date | Tuesday, July 12, 2016 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 23, 2021 |
| Primary Code | 041 |
| First Use Anywhere Date | Thursday, July 21, 2016 |
| First Use In Commerce Date | Thursday, July 21, 2016 |
| Party Name | COMPLY TECHNOLOGIES INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | Arlington, VA 22203 |
| Party Name | Compliance Science, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10016 |
| Party Name | Compliance Science, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10016 |
| Party Name | Compliance Science, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10016 |
| Event Date | Event Description |
| Monday, November 22, 2021 | NEW APPLICATION ENTERED |
| Tuesday, November 23, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 30, 2022 | ASSIGNED TO EXAMINER |
| Wednesday, August 31, 2022 | NON-FINAL ACTION WRITTEN |
| Wednesday, August 31, 2022 | NON-FINAL ACTION E-MAILED |
| Wednesday, August 31, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, December 30, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, March 14, 2023 | ASSIGNED TO LIE |
| Tuesday, March 14, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 14, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, April 17, 2023 | FINAL REFUSAL WRITTEN |
| Monday, April 17, 2023 | FINAL REFUSAL E-MAILED |
| Monday, April 17, 2023 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, April 17, 2023 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, April 17, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, April 17, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, April 28, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, May 17, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, June 6, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, June 6, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 22, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, August 22, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Wednesday, May 8, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, November 3, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, November 3, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, November 3, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, November 3, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, November 3, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |