| Serial Number | 79286791 |
| Word Mark | COMPLYADVANTAGE |
| Filing Date | Tuesday, October 29, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 8, 2022 |
| Registration Number | 6634945 |
| Registration Date | Tuesday, February 8, 2022 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 23, 2021 |
| Goods and Services | Downloadable computer software programs using artificial intelligence for use in achieving compliance with financial regulations and detecting and reducing the risk of money laundering, terrorist financing and other financial crime; downloadable application cloud computing software for use in achieving compliance with financial regulations and detecting and reducing the risk of money laundering, terrorist financing and other financial crime; downloadable business intelligence software; downloadable data management software; downloadable data processing software; downloadable computer software for use in achieving compliance with financial regulations and detecting and reducing the risk of money laundering, terrorist financing and other financial crime; downloadable risk detection software for use in financial risk assessment and client onboarding |
| Pseudo Mark | COMPLY ADVANTAGE |
| Goods and Services | Financial risk management advisory services for financial and corporate businesses and sole traders relating to reducing the risk of money laundering, terrorist financing and other financial crime; collection and analysis of financial information regarding financial transactions, namely, compiling and analyzing statistics, information and data from sanctions lists, regulatory, government and law enforcement watchlists, news outlets and other public sources of information which can be used to achieve compliance with financial regulations, counter-terrorism financing and anti-money laundering; computerised financial data services; analysis of data regarding financial transactions for the purpose of enabling financial and corporate businesses and sole traders to comply with financial regulations and reduce the risk of money laundering, terrorist financing and other financial crime; consultation services relating to the risks posed by customers of financial and other corporate institutions; counterparty risk management, namely, assisting financial and corporate businesses and sole traders with onboarding of clients |
| Goods and Services | Analysis of business data; automated data processing; business information services provided online from a computer database or the internet; commercial information agencies, namely providing business information in the nature of transactional or demographic data |
| Goods and Services | Information services relating to computer software, namely providing technical information in relation to artificial intelligence, machine learning and software programs which are used to assess and achieve compliance with financial regulations and to detect and reduce the risk of money laundering, terrorist financing and other financial crime; advisory services relating to the use of computer software; software design; software development; software development, programming for others and implementation |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 6, 2020 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 6, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 6, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, June 6, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | IVXS UK Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | IVXS UK Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | IVXS UK Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Event Date | Event Description |
| Thursday, June 4, 2020 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Wednesday, June 10, 2020 | APPLICATION FILING RECEIPT MAILED |
| Saturday, June 6, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, June 6, 2020 | ASSIGNED TO EXAMINER |
| Friday, August 14, 2020 | REFUSAL PROCESSED BY IB |
| Wednesday, January 27, 2021 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, June 17, 2020 | NON-FINAL ACTION WRITTEN |
| Thursday, June 18, 2020 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Wednesday, July 29, 2020 | REFUSAL PROCESSED BY MPU |
| Thursday, July 30, 2020 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Wednesday, January 27, 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 27, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, April 10, 2021 | FINAL REFUSAL E-MAILED |
| Saturday, April 10, 2021 | FINAL REFUSAL WRITTEN |
| Saturday, April 10, 2021 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, September 23, 2021 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Tuesday, October 12, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, October 12, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 12, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 12, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, October 14, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 3, 2021 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, November 3, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, November 3, 2021 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Sunday, November 28, 2021 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Wednesday, November 10, 2021 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Wednesday, November 10, 2021 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, November 23, 2021 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 23, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Sunday, November 28, 2021 | NOTIFICATION PROCESSED BY IB |
| Tuesday, February 8, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Sunday, May 8, 2022 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Thursday, July 14, 2022 | FINAL DISPOSITION NOTICE SENT TO IB |
| Thursday, July 14, 2022 | FINAL DISPOSITION PROCESSED |
| Wednesday, October 9, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, October 9, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 9, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, October 9, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, October 9, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, May 6, 2023 | NEW REPRESENTATIVE AT IB RECEIVED |
| Tuesday, August 9, 2022 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Saturday, August 20, 2022 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Saturday, December 10, 2022 | RESTRICTION OF HOLDER'S RIGHT OF DISPOSAL RECEIVED |
| Tuesday, January 24, 2023 | LIMITATION FROM THE IB EXAMINED, NO ACTION IS NEEDED |