| Serial Number | 75638669 |
| Word Mark | COMPLIANCEVIEW |
| Filing Date | Thursday, February 11, 1999 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Thursday, May 13, 2021 |
| Registration Number | 2378869 |
| Registration Date | Tuesday, August 22, 2000 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 30, 2000 |
| Goods and Services | Providing temporary use of non-downloadable software to local securities brokers and dealers to identify potentially restricted or undesirable securities transactions, or to identify other specified types of securities transactions using criteria selected by the customer |
| Pseudo Mark | COMPLIANCE VIEW |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 26, 1999 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, May 31, 1994 |
| First Use In Commerce Date | Tuesday, May 31, 1994 |
| Party Name | PERSHING INVESTMENTS LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10286 |
| Party Name | DLJ Long Term Investment Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | DLJ Long Term Investment Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | DLJ Long Term Investment Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Event Date | Event Description |
| Thursday, May 13, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Thursday, May 13, 2021 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| Thursday, May 13, 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, May 1, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, January 21, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Thursday, August 22, 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, January 28, 2011 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, January 28, 2011 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Thursday, January 27, 2011 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, June 24, 2009 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, February 20, 2008 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, February 20, 2008 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, October 21, 2006 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, October 17, 2006 | ASSIGNED TO PARALEGAL |
| Monday, August 14, 2006 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Monday, August 14, 2006 | PAPER RECEIVED |
| Wednesday, April 12, 2006 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 14, 2006 | CASE FILE IN TICRS |
| Tuesday, August 22, 2000 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 30, 2000 | PUBLISHED FOR OPPOSITION |
| Friday, April 28, 2000 | NOTICE OF PUBLICATION |
| Tuesday, March 21, 2000 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 11, 2000 | EXAMINER'S AMENDMENT MAILED |
| Friday, September 10, 1999 | NON-FINAL ACTION MAILED |
| Tuesday, August 3, 1999 | ASSIGNED TO EXAMINER |
| Friday, July 30, 1999 | ASSIGNED TO EXAMINER |