COMPLIANCEONE Trademark

Trademark Overview


On Tuesday, January 5, 2010, a trademark application was filed for COMPLIANCEONE with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCEONE trademark a serial number of 77905321. The federal status of this trademark filing is REGISTERED AND RENEWED as of Thursday, June 24, 2021. This trademark is owned by Wolters Kluwer Financial Services, Inc.. The COMPLIANCEONE trademark is filed in the Computer & Software Products & Electrical & Scientific Products, Advertising, Business and Retail Services, Insurance & Financial Services, and Education & Entertainment Services categories with the following description:

Computer software for processing mortgage, loan, deposit account, and retirement account applications; computer software that allows user to generate forms relating to loans, saving accounts, checking accounts, health savings accounts, certificates of deposit, and retirement accounts; Electronic database in the fields of documents and images can be viewed, copied, and printed for purposes of conducting financial transactions recorded on computer media; software that assists in compliance validation related to mortgages, loans, deposit accounts, and retirement accounts

Records management services, namely, providing a database for compiling, storing and accessing financial information; Audit support services, namely, review and analysis of a company's sales, as well as the preparation, organization and presentation of the documents and data requested by a government body, and advice on government regulatory processes, policies and strategy for the financial services industries

Financial management and financial consulting services, namely, compliance in the financial services industries; Compliance consulting services concerning financial requirements for the financial services industries; Providing a database for monitoring and generating reports on financial information for the financial services industries; Providing a web site that assists financial professionals in the management of retirement accounts; Providing a secured access database through which documents and images can be viewed, copied, and printed for purposes of conducting financial transactions

Training of others in the use of computer software for banking, loan and deposit transactions, compliance, disclosure and retirement plans and accounts, and for performing calculations related thereto; Training services in the field of financial management software; Educational services, namely, developing and conducting training courses and distribution of training materials in connection therewith for financial management software as requested by customers; Training services in the field of processing printed, electronic and computer-generated forms and documents used in the financial services industries
complianceone

General Information


Serial Number77905321
Word MarkCOMPLIANCEONE
Filing DateTuesday, January 5, 2010
Status800 - REGISTERED AND RENEWED
Status DateThursday, June 24, 2021
Registration Number3912983
Registration DateTuesday, February 1, 2011
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 16, 2010

Trademark Statements


Goods and ServicesComputer software for processing mortgage, loan, deposit account, and retirement account applications; computer software that allows user to generate forms relating to loans, saving accounts, checking accounts, health savings accounts, certificates of deposit, and retirement accounts; Electronic database in the fields of documents and images can be viewed, copied, and printed for purposes of conducting financial transactions recorded on computer media; software that assists in compliance validation related to mortgages, loans, deposit accounts, and retirement accounts
Goods and ServicesRecords management services, namely, providing a database for compiling, storing and accessing financial information; Audit support services, namely, review and analysis of a company's sales, as well as the preparation, organization and presentation of the documents and data requested by a government body, and advice on government regulatory processes, policies and strategy for the financial services industries
Goods and ServicesFinancial management and financial consulting services, namely, compliance in the financial services industries; Compliance consulting services concerning financial requirements for the financial services industries; Providing a database for monitoring and generating reports on financial information for the financial services industries; Providing a web site that assists financial professionals in the management of retirement accounts; Providing a secured access database through which documents and images can be viewed, copied, and printed for purposes of conducting financial transactions
Goods and ServicesTraining of others in the use of computer software for banking, loan and deposit transactions, compliance, disclosure and retirement plans and accounts, and for performing calculations related thereto; Training services in the field of financial management software; Educational services, namely, developing and conducting training courses and distribution of training materials in connection therewith for financial management software as requested by customers; Training services in the field of processing printed, electronic and computer-generated forms and documents used in the financial services industries
Pseudo MarkCOMPLIANCE ONE

Classification Information


International Class009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
US Class Codes021, 023, 026, 036, 038
Class Status Code6 - Active
Class Status DateSaturday, January 9, 2010
Primary Code009
First Use Anywhere DateSunday, March 4, 2007
First Use In Commerce DateSunday, March 4, 2007

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateSaturday, January 9, 2010
Primary Code035
First Use Anywhere DateSunday, March 4, 2007
First Use In Commerce DateSunday, March 4, 2007

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateSaturday, January 9, 2010
Primary Code036
First Use Anywhere DateSunday, March 4, 2007
First Use In Commerce DateSunday, March 4, 2007

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateSaturday, January 9, 2010
Primary Code041
First Use Anywhere DateSunday, March 4, 2007
First Use In Commerce DateSunday, March 4, 2007

Trademark Owner History


Party NameWolters Kluwer Financial Services, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressST. CLOUD, MN 56303

Party NameWolters Kluwer Financial Services, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressSt. Cloud, MN 563021457

Party NameWolters Kluwer Financial Services, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressSt. Cloud, MN 563021457

Trademark Events


Event DateEvent Description
Thursday, August 26, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, August 26, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, August 26, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, August 26, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, August 26, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, June 24, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Thursday, June 24, 2021REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Thursday, June 24, 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, June 15, 2021TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Wednesday, May 12, 2021POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Monday, May 10, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, January 29, 2021TEAS SECTION 8 & 9 RECEIVED
Saturday, February 1, 2020COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Friday, March 17, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Friday, March 17, 2017REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, March 16, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, January 13, 2017TEAS SECTION 8 & 15 RECEIVED
Tuesday, February 1, 2011REGISTERED-PRINCIPAL REGISTER
Tuesday, November 16, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 16, 2010PUBLISHED FOR OPPOSITION
Tuesday, October 12, 2010LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, October 12, 2010ASSIGNED TO LIE
Wednesday, September 29, 2010APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, September 28, 2010TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, September 28, 2010CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, September 28, 2010TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, March 29, 2010NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, March 29, 2010NON-FINAL ACTION E-MAILED
Monday, March 29, 2010NON-FINAL ACTION WRITTEN
Monday, March 29, 2010ASSIGNED TO EXAMINER
Tuesday, January 12, 2010NOTICE OF PSEUDO MARK MAILED
Saturday, January 9, 2010NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Friday, January 8, 2010NEW APPLICATION ENTERED IN TRAM