| Serial Number | 78764623 |
| Word Mark | COMPLIANCEMAX |
| Filing Date | Thursday, December 1, 2005 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, December 6, 2013 |
| Registration Number | 3236358 |
| Registration Date | Tuesday, May 1, 2007 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 13, 2007 |
| Goods and Services | Business auditing in the field of securities |
| Goods and Services | Providing online computer database containing information in the field of financial securities compliance that may be accessed from the world wide web; consulting services in the field of securities brokerage |
| Goods and Services | Training services in the field of securities brokerage |
| Pseudo Mark | COMPLIANCE MAX |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 6, 2013 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, February 1, 2004 |
| First Use In Commerce Date | Sunday, February 1, 2004 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 6, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, February 1, 2004 |
| First Use In Commerce Date | Sunday, February 1, 2004 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 6, 2013 |
| Primary Code | 041 |
| First Use Anywhere Date | Sunday, February 1, 2004 |
| First Use In Commerce Date | Sunday, February 1, 2004 |
| Party Name | ComplianceMAX Financial Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | San Diego, CA 92108 |
| Party Name | ComplianceMAX Financial Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | San Diego, CA 92108 |
| Party Name | ComplianceMAX Financial Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | San Diego, CA 92108 |
| Event Date | Event Description |
| Friday, December 6, 2013 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, May 1, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 13, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 24, 2007 | NOTICE OF PUBLICATION |
| Tuesday, December 19, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, December 18, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, December 18, 2006 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, December 18, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 18, 2006 | ASSIGNED TO LIE |
| Tuesday, November 21, 2006 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, June 5, 2006 | NON-FINAL ACTION E-MAILED |
| Monday, June 5, 2006 | NON-FINAL ACTION WRITTEN |
| Monday, June 5, 2006 | ASSIGNED TO EXAMINER |
| Wednesday, December 7, 2005 | NEW APPLICATION ENTERED IN TRAM |