| Serial Number | 77472714 |
| Word Mark | COMPLIANCEESSENTIALS |
| Filing Date | Tuesday, May 13, 2008 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Monday, July 15, 2019 |
| Registration Number | 3553750 |
| Registration Date | Tuesday, December 30, 2008 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 14, 2008 |
| Pseudo Mark | COMPLIANCE ESSENTIALS |
| Goods and Services | Providing financial information, namely, providing a database featuring financial compliance information |
| Goods and Services | Web-based financial compliance tools, namely, providing temporary use of online non-downloadable software for obtaining and using model forms, policies, software forms, guides, checklists, research library and database of securities laws and regulations, data management system for documents and other forms and tools to assist with compliance and regulatory requirements in the field of financial compliance |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, May 16, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, May 15, 2006 |
| First Use In Commerce Date | Monday, May 15, 2006 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, May 16, 2008 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, May 15, 2006 |
| First Use In Commerce Date | Monday, May 15, 2006 |
| Party Name | COMPLY TECHNOLOGIES INC. |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10016 |
| Party Name | COMPLIANCE SCIENCE, INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10016 |
| Party Name | ACCUITY INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | SKOKIE, IL 60076 |
| Party Name | Source Media, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Party Name | Source Media, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Party Name | Source Media, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Event Date | Event Description |
| Friday, May 16, 2008 | NEW APPLICATION ENTERED |
| Wednesday, November 9, 2011 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Saturday, May 17, 2008 | NOTICE OF PSEUDO MARK MAILED |
| Thursday, August 28, 2008 | ASSIGNED TO EXAMINER |
| Thursday, August 28, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, September 9, 2008 | ASSIGNED TO LIE |
| Tuesday, September 9, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, September 24, 2008 | NOTICE OF PUBLICATION |
| Tuesday, October 14, 2008 | PUBLISHED FOR OPPOSITION |
| Tuesday, December 30, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, March 2, 2011 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, July 9, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, April 16, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, May 21, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, June 4, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, June 5, 2014 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, June 5, 2014 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, June 20, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, June 20, 2014 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, July 9, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, July 9, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, December 30, 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, June 6, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Thursday, June 6, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, July 15, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 15, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, July 15, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Monday, July 15, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, December 21, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, December 21, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, December 21, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, December 21, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, December 21, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 8, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, April 26, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |