| Serial Number | 97279922 |
| Word Mark | COMPLIANCECHECK |
| Filing Date | Wednesday, February 23, 2022 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Thursday, October 17, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Pseudo Mark | COMPLIANCE CHECK |
| Goods and Services | Analysis and consultancy relating to the provision of financial information for the asset and investment management industry, including hedge funds, financial best execution information, and transaction cost analysis for equity and foreign exchange markets, fixed income markets, advisor-sold investments |
| Goods and Services | Business consulting services in the investment management industry, namely, consulting in relation to database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring provided in conjunction with the use of on-line non-downloadable software for database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring for companies in the investment management industry; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations and state securities regulations government, investment advisory and investment company activities |
| Goods and Services | Regulatory compliance consulting for companies in the investment management industry |
| Goods and Services | Software as a service services (saas) featuring non-downloadable software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, March 1, 2022 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, April 30, 2024 |
| First Use In Commerce Date | Tuesday, April 30, 2024 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, March 1, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, April 30, 2024 |
| First Use In Commerce Date | Tuesday, April 30, 2024 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 15, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, April 30, 2024 |
| First Use In Commerce Date | Tuesday, April 30, 2024 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 15, 2023 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, April 30, 2024 |
| First Use In Commerce Date | Tuesday, April 30, 2024 |
| Party Name | Fairview Investment Services, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Raleigh, NC 27605 |
| Event Date | Event Description |
| Saturday, February 26, 2022 | NEW APPLICATION ENTERED |
| Tuesday, March 1, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, December 7, 2022 | ASSIGNED TO EXAMINER |
| Wednesday, December 14, 2022 | NON-FINAL ACTION WRITTEN |
| Wednesday, December 14, 2022 | NON-FINAL ACTION E-MAILED |
| Wednesday, December 14, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 13, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 13, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 15, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 19, 2023 | ASSIGNED TO EXAMINER |
| Thursday, September 26, 2024 | TEAS AMENDMENT OF USE RECEIVED |
| Thursday, September 26, 2024 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, March 26, 2024 | FINAL REFUSAL WRITTEN |
| Tuesday, March 26, 2024 | FINAL REFUSAL E-MAILED |
| Tuesday, March 26, 2024 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, June 17, 2024 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Monday, June 17, 2024 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Thursday, September 26, 2024 | USE AMENDMENT FILED |
| Thursday, September 26, 2024 | AMENDMENT TO USE PROCESSING COMPLETE |
| Thursday, October 17, 2024 | NON-FINAL ACTION WRITTEN |
| Thursday, October 17, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, October 17, 2024 | NON-FINAL ACTION E-MAILED |
| Thursday, October 17, 2024 | USE AMENDMENT ACCEPTED |